Kevin W. Crumly

EVERGREEN WEALTH

NAPLES, FL 34103

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CRD#: 2447307

Professional summary

Kevin Wayne Crumly, AIF®, CFP® is a registered financial advisor currently at EVERGREEN WEALTH located in Naples, Florida.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Kevin has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

What are your service offerings?

Insurance Planning

Estate Planning

Investment Planning

Comprehensive Financial Planni...

Retirement Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Wayne Crumly's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

March 7, 2014 - Present

EVERGREEN WEALTH

Office #1: 2400 Tamiami Trail North Suite 403, Naples, FL 34103Office #2: 1200 Centre West Drive, Springfield, IL 62704

RIA

CRD#: 168998

NAPLES, FL

Past

June 25, 2018 - July 1, 2020

MUTUAL SECURITIES, INC.

CRD#: 13092

SPRINGFIELD, IL

Past

December 3, 1998 - October 28, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

SPRINGFIELD, IL

Past

November 25, 1998 - July 2, 2018

LPL FINANCIAL LLC

CRD#: 6413

SPRINGFIELD, IL

Past

January 26, 1994 - December 4, 1998

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

January 26, 1994 - December 4, 1998

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EVERGREEN WEALTH

CRUMLY AND ASSOCIATES, INC. | TROXELL FINANCIAL ADVISORS | TROXELL FINANCIAL | EVERGREEN WEALTH | CRUMLY AND ASSOCIATES, INCORPORATED

CRD#: 168998 / SEC#: 801-81175

RIA

Registered Investment Advisory firm - (3/24/2015 Approved)

Illinois

Registered Investment Advisory firm - (3/24/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/17/2022)

IAR

Illinois
(3/7/2014)

IAR

Texas
(11/13/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/24/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/24/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/13/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/24/1994

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/23/1999

General Securities Principal Examination

Current Firm

EVERGREEN WEALTH

CRUMLY AND ASSOCIATES, INC. | TROXELL FINANCIAL ADVISORS | TROXELL FINANCIAL | EVERGREEN WEALTH | CRUMLY AND ASSOCIATES, INCORPORATED

CRD#: 168998 / SEC#: 801-81175

RIA

Registered Investment Advisory firm - (3/24/2015 Approved)

Illinois

Registered Investment Advisory firm - (3/24/2015 Terminated)

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Contact information

Main Address

1200 Centre West Drive, Springfield, IL 62704

Mailing Address

Phone number

(217) 321-3210

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

12 10 2025 TFA FORM ADV PART 2A AND 2B FINAL (12/10/2025)

Regulatory assets under management

Total Number of Accounts	1,500
AUM (Assets Under Management)	$ 969,825,114

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/22/2025	Cover Page	Report
11/08/2024	Cover Page	Report
10/31/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Kevin W. Crumly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Wayne Crumly's CRS (Customer Relationship Summary).

Certified licenses

Experience

MUTUAL SECURITIES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

EVERGREEN WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 12/24/1996

Series 63

Date: 1/24/1994

SIE

Date: 10/1/2018

Series 7

Date: 2/13/1996

Series 6

Date: 1/24/1994

Series 24

Date: 2/23/1999

Current Firm

EVERGREEN WEALTH

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EVERGREEN WEALTH

TRUST BUT VERIFY

Contact information

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