Mark S. Schaffer
Professional summary
Mark Stuart Schaffer, CFP®, ChFC®, CLU® is a registered financial advisor currently at ARMSTRONG ADVISORY GROUP INC. located in Washougal, Washington.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Mark has worked at 19 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mark Stuart Schaffer's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1998
Experience
May 3, 2022 - Present
ARMSTRONG ADVISORY GROUP INC.
October 31, 2017 - June 2, 2022
SECURITIES AMERICA ADVISORS, INC.
October 31, 2017 - June 2, 2022
SECURITIES AMERICA, INC.
September 7, 2016 - October 31, 2017
SCOTTRADE INVESTMENT MANAGEMENT
September 7, 2016 - October 31, 2017
SCOTTRADE, INC.
May 5, 2016 - July 15, 2016
3D ASSET MANAGEMENT, INC.
September 2, 2014 - January 28, 2016
SECURITIES AMERICA ADVISORS, INC.
September 2, 2014 - January 28, 2016
SECURITIES AMERICA, INC.
February 25, 2014 - August 23, 2014
OSAIC INSTITUTIONS, INC.
February 25, 2014 - August 23, 2014
OSAIC INSTITUTIONS, INC.
February 3, 2014 - February 14, 2014
SECURITIES SERVICE NETWORK, LLC
August 10, 2011 - October 10, 2013
EDELMAN FINANCIAL SERVICES, LLC
August 10, 2011 - October 10, 2013
SANDERS MORRIS LLC
June 5, 2007 - August 1, 2011
RETIREMENT DESIGN & MANAGEMENT INC
June 5, 2007 - August 1, 2011
RDM INVESTMENT SERVICES, LLC
August 30, 2005 - May 23, 2007
REBY ADVISORS, LLC
August 3, 2005 - May 22, 2007
OSAIC WEALTH, INC.
April 28, 1999 - July 21, 2005
VOYA FINANCIAL ADVISORS, INC.
April 13, 1999 - July 21, 2005
VOYA FINANCIAL ADVISORS, INC.
December 2, 1998 - March 30, 1999
ESSEX NATIONAL SECURITIES, LLC
January 2, 1997 - December 2, 1998
FIS SECURITIES, INC.
October 26, 1994 - December 31, 1996
CONSECO SECURITIES, INC.
February 21, 1994 - October 12, 1994
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
ARMSTRONG ADVISORY GROUP INC.
CRD#: 318662 / SEC#: 801-123659
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/1/2022)
(5/3/2022)
(4/7/2025)
Exams
Current Firm
ARMSTRONG ADVISORY GROUP INC.
CRD#: 318662 / SEC#: 801-123659
Contact information
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,841 |
| AUM (Assets Under Management) | $ 1,437,702,524 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/16/2024 | ||
| 05/30/2024 | ||
| 03/03/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
