Anthony J. Sunseri
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Joseph Sunseri, CFP®, who also goes by Anthony Joseph Snseri, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1994. Anthony had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1998
Experience
January 4, 2024 - March 19, 2024
11 FINANCIAL
March 23, 2020 - June 6, 2022
ELM CAPITAL MANAGEMENT LLC
October 10, 2017 - March 3, 2022
ELDER LAW MANAGEMENT, ELDER LAW PLANNING SERVICES
September 4, 1997 - March 31, 2003
BILL FEW SECURITIES, INC.
July 20, 1995 - September 3, 1997
WALNUT STREET SECURITIES, INC.
January 10, 1995 - July 3, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 26, 1994 - November 29, 1994
METROPOLITAN LIFE INSURANCE COMPANY
January 26, 1994 - November 29, 1994
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
11 FINANCIAL
CRD#: 174569 / SEC#: 801-129130
Contact information
Regulatory assets under management
| Total Number of Accounts | 175 |
| AUM (Assets Under Management) | $ 24,014,190 |
Red Flags
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