John A. Whitsel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Alan Whitsel, who also goes by Yonotan Yair, Jonathan Yair-whitsel, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1995. John had worked at 14 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 6, 2009 - November 12, 2024
J.H. DARBIE & CO., INC.
July 28, 2008 - March 19, 2009
WINDSOR STREET CAPITAL, LP
May 22, 2006 - July 17, 2008
PRESTIGE FINANCIAL CENTER, INC.
July 28, 2005 - June 1, 2006
SLOAN SECURITIES CORP.
June 21, 2004 - July 6, 2005
AURA FINANCIAL SERVICES, INC.
March 15, 2004 - June 23, 2004
FIRST MONTAUK SECURITIES CORP.
February 24, 2003 - April 10, 2003
NEW WORLD FINANCIAL, INC.
December 4, 2002 - February 10, 2003
THINKEQUITY LLC
October 26, 2000 - November 26, 2002
NATIONAL SECURITIES CORPORATION
June 27, 2000 - October 27, 2000
SHARPE CAPITAL, INC.
October 30, 1997 - July 14, 2000
BLUESTONE CAPITAL CORP.
January 2, 1997 - October 16, 1997
TRADE.COM ONLINE SECURITIES, INC.
February 22, 1996 - December 16, 1996
LAIDLAW GLOBAL SECURITIES, INC.
May 17, 1995 - March 12, 1996
TRAUTMAN WASSERMAN & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.H. DARBIE & CO., INC.
CRD#: 43520 / SEC#: , 8-50335
Contact information
FINRA licenses (46 States and Territories)
Disclosures
| Regulatory Event | 10 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
