David Chad Ferrell
CFP®, ChFC®, CLU®Professional Summary
David Chad Ferrell, CFP®, ChFC®, CLU®, who also goes by Chad Ferrell, David C Ferrell, is a registered financial advisor currently at TRANSCENDENT CAPITAL GROUP located in Edmond, Oklahoma and PRIVATE CLIENT SERVICES, LLC located in Edmond, Oklahoma. David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. David has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Chad Ferrell, David C Ferrell
Similar Advisors
TRANSAMERICA FINANCIAL ADVISORS, LLC
PFS INVESTMENTS INC.
WELLS FARGO CLEARING SERVICES, LLC
MORGAN STANLEY
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
TRANSAMERICA FINANCIAL ADVISORS, LLC
PFS INVESTMENTS INC.
WELLS FARGO CLEARING SERVICES, LLC
MORGAN STANLEY
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
TRANSAMERICA FINANCIAL ADVISORS, LLC
PFS INVESTMENTS INC.
WELLS FARGO CLEARING SERVICES, LLC
MORGAN STANLEY
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
TRANSAMERICA FINANCIAL ADVISORS, LLC
PFS INVESTMENTS INC.
WELLS FARGO CLEARING SERVICES, LLC
MORGAN STANLEY
Credentials
Years of Experience
32 years in the financial services industry
Current & Past Employments
Similar Advisors
TRANSAMERICA FINANCIAL ADVISORS, LLC
PFS INVESTMENTS INC.
WELLS FARGO CLEARING SERVICES, LLC
MORGAN STANLEY
Current Firm
TRANSCENDENT CAPITAL GROUP | TRANSCENDENT CAPITAL GROUP LLC
Contact Information
Main Address
1008 South Bryant Avenue Suite 250, Edmond, OK 73034Phone Number
(405) 341-9188# of Employees
11SEC notice filing (8 States and Territories)
Registered to provide investment advisory services in 8 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,339AUM (Assets Under Management)
$360,737,340Similar Advisors
TRANSAMERICA FINANCIAL ADVISORS, LLC
PFS INVESTMENTS INC.
WELLS FARGO CLEARING SERVICES, LLC
MORGAN STANLEY
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
TRANSAMERICA FINANCIAL ADVISORS, LLC
PFS INVESTMENTS INC.
WELLS FARGO CLEARING SERVICES, LLC
MORGAN STANLEY
Primary Firm SEC Registration
TRANSCENDENT CAPITAL GROUP | TRANSCENDENT CAPITAL GROUP LLC
State Registrations and Notice Filings
(11/15/2021)
(11/15/2021)
(11/15/2021)
(11/15/2021)
(11/15/2021)
(11/10/2021)
(11/15/2021)
(11/10/2021)
(11/15/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
TRANSAMERICA FINANCIAL ADVISORS, LLC
PFS INVESTMENTS INC.
WELLS FARGO CLEARING SERVICES, LLC
MORGAN STANLEY
CRS (Client Relationship Summary) - RIA
Click below to view David Chad Ferrell's CRS (Customer Relationship Summary).
Similar Advisors
TRANSAMERICA FINANCIAL ADVISORS, LLC
PFS INVESTMENTS INC.
WELLS FARGO CLEARING SERVICES, LLC
MORGAN STANLEY
