David C. Ferrell
TRANSCENDENT CAPITAL GROUP
Edmond, OK 73034
Some features on this profile are disabled
CRD#: 2446997
Professional summary
David Chad Ferrell, CFP®, ChFC®, CLU®, who also goes by Chad Ferrell, David C Ferrell, is a registered financial advisor currently at TRANSCENDENT CAPITAL GROUP located in Edmond, Oklahoma and PRIVATE CLIENT SERVICES, LLC located in Edmond, Oklahoma.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. David has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chad Ferrell | David C Ferrell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) FERRELL JOHNSON PROPERTIES LLC. 1008 S BRYANT AVE, STE 250, EDMOND, OK 73034. FERRELL JOHNSON PROPERTIES LLC WAS CREATED TO BUY A LAND AND THEN TO BUILD A BUILDING WHERE OUR OFFICE IS LOCATED. WE HAVE EXTRA SPACE THAT IS LEASEDTO A NUMBER OF DIFFERENT TENANTS. MANAGING PARTNER; I COLLECT RENT PAYMENTS FROM TENANTS, PAY THE TAXES ON THE BUILDING, & PAY ALL EXPENSES FOR THE BUILDING. 15 HRS/MO; 10 DURING TRADING HRS. 2) FERRELL WEALTH MANAGEMENT. 1008 S BRYANT AVE, STE 250, EDMOND, OK 73034. FERRELL WEALTH MANAGEMENT IS A FINANCIAL ADVISORY COMPANY BASED IN EDMOND, OK. I AM THE COMPANY'S PRESIDENT & OWNER. I PROVIDE GUIDANCE TO CLIENTS ON FINANCIAL MANAGEMENT ISSUES INCLUDING RETIREMENT, COLLECT FUNDING, DEBT REDUCTION STRATEGIES, BUILDING WEALTH, ETC. 160 HRS/MO; 120 DURING TRADING HRS. 4) TRUSTEE - DUANE FERRELL 1997 LIVING TRUST. 1008 S BRYANT AVE, STE 250, EDMOND, OK 73034.MY LATE FATHER CREATED A TRUST THAT HOLDS SMALL MINERAL INTERESTS: DUANE FERRELL 1997 LIVING TRUST. I OVERSEE THE TRUST THAT RECEIVES ROYALTY INCOME ON THE MINERAL INTERESTS AND I THEN DISTRIBUTE THAT TO MY SIBLINGS. I DO NOT RECEIVE ANY PART OF THE TRUST INCOME. 1 HR/MO; 1 DURING TRADING HRS. 3) TRANSCENDENT CAPITAL GROUP, LLC. 1008 S BRYANT AVE, STE 250, EDMOND, OK 73034. RIA. 160 HRS/MO; 130 DURING TRADING HRS.
CRS (Client Relationship Summary) - RIA
Click below to view David Chad Ferrell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1998
Experience
Current
November 10, 2021 - Present
TRANSCENDENT CAPITAL GROUP
Office #1: 1008 South Bryant Avenue Suite 250, Edmond, OK 73034RIA
CRD#: 316872
Edmond, OK
Current
November 15, 2021 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 1008 S Bryant Ave #250, Edmond, OK 73034RIA
BD
CRD#: 120222
Edmond, OK
Past
March 29, 2005 - November 15, 2021
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
EDMOND, OK
Past
March 24, 2005 - November 15, 2021
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
EDMOND, OK
Past
January 1, 1999 - April 11, 2005
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
OKLAHOMA CITY, OK
Past
November 30, 1998 - April 11, 2005
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
March 8, 1994 - November 30, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TC
TRANSCENDENT CAPITAL GROUP
TRANSCENDENT CAPITAL GROUP | TRANSCENDENT CAPITAL GROUP LLC
CRD#: 316872 / SEC#: 801-122512
RIA
Registered Investment Advisory firm - (10/15/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(11/15/2021)
RR
Kansas(11/15/2021)
RR
Minnesota(11/15/2021)
RR
Nebraska(11/15/2021)
RR
New Mexico(11/15/2021)
IAR
Oklahoma(11/10/2021)
RR
Oklahoma(11/15/2021)
IAR
Texas(11/10/2021)
RR
Texas(11/15/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TC
TRANSCENDENT CAPITAL GROUP
TRANSCENDENT CAPITAL GROUP | TRANSCENDENT CAPITAL GROUP LLC
CRD#: 316872 / SEC#: 801-122512
RIA
Registered Investment Advisory firm - (10/15/2021 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1008 South Bryant Avenue Suite 250, Edmond, OK 73034
Mailing Address
Phone number
(405) 341-9188
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,229 |
| AUM (Assets Under Management) | $ 312,086,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
