Michael W. Vanmaarth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael William Vanmaarth, who also goes by Mike Vanmaarth, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1994. Michael had worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 24, 2005 - September 26, 2014
POLAR INVESTMENT COUNSEL, INC.
September 2, 1999 - December 10, 2015
POLAR INVESTMENT COUNSEL, INC.
April 26, 1994 - September 9, 1999
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
POLAR INVESTMENT COUNSEL, INC.
CRD#: 42847 / SEC#: 801-64516, 8-50039
Contact information
FINRA licenses (24 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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