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JE

John Arthur Ebe

CRD# 2446895·Registered 1994 - 2024
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Arthur Ebe was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1994 - 2024. John had worked at 10 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

FORVIS MAZARS CAPITAL ADVISORS, LLC·CRD# 43427
BD
Chicago, IL
November 15, 2021 - June 19, 2024
BRIDGE CAPITAL ASSOCIATES, INC.·CRD# 143475
BD
Norcross, GA
September 20, 2017 - December 31, 2017
PEAKSTONE SECURITIES, LLC·CRD# 157146
BD
Chicago, IL
May 9, 2013 - November 6, 2015
SIKICH CORPORATE FINANCE LLC·CRD# 149024
BD
Chicago, IL
August 4, 2011 - September 18, 2012
STOUT CAPITAL, LLC·CRD# 127302
BD
Chicago, IL
June 7, 2005 - July 21, 2011
HELLER CAPITAL MARKETS GROUP, INC.·CRD# 18434
BD
Chicago, IL
August 23, 2001 - July 29, 2002
ROBERT W. BAIRD & CO. INCORPORATED·CRD# 8158
BD
Milwaukee, WI
April 27, 2000 - April 26, 2001
ABN AMRO INCORPORATED·CRD# 15776
BD
Stamford, CT
September 10, 1997 - April 28, 2000
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
May 17, 1996 - May 2, 1997
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
December 23, 1994 - March 29, 1996

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Current Firm

FM
FORVIS MAZARS CAPITAL ADVISORS, LLC

BKD CAPITAL ADVISORS, LLC | FORVIS MAZARS CAPITAL ADVISORS, LLC | FORVIS CAPITAL ADVISORS, LLC | BKD FINANCIAL L.L.C. | BKD CORPORATE FINANCE, LLC

CRD#: 43427 / SEC#: 8-50322
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

910 East St. Louis Street, Suite 200, Springfield, MO 65806

Mailing Address

P.o. Box 1190, Springfield, MO 65806-2523

Phone Number

(417) 865-8701

Established

Missouri since 07/20/1994

Firm Type

Limited Liability Company

Fiscal Year End

May

Firm Size

Small

FINRA licenses (31 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
FORVIS MAZARS, LLPMEMBER—
CORSON, JASON ANDREWCHIEF COMPLIANCE OFFICER4831976
DAVIS, ADAM MICHAELFINOP, CFO, PFO7744026
LINCH, SCOTT EDWARDPRESIDENT7940156

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2022About the Series 63 exam

Series 66 — Uniform Combined State Law Examination

Passed Jul 2000About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2005About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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