James J. Duddey
Professional summary
James Joseph Duddey, who also goes by James J Duddey, James Joseph Duddey Mr., Jim Duddey, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Miami, Florida and FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. James has worked at 25 firms and has passed the Series 65, Series 63, Series 22TO, Series 99TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Joseph Duddey's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
October 31, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917December 6, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
December 20, 2021 - October 26, 2022
IP FINANCIAL ADVISORY SERVICES LLC
December 15, 2021 - October 26, 2022
INNOVATION PARTNERS LLC
October 29, 2020 - December 9, 2021
CREATIVEONE WEALTH, LLC
May 30, 2019 - August 2, 2021
MIT ASSOCIATES, LLC
January 28, 2019 - November 9, 2020
PARTNERVEST ADVISORY SERVICES LLC
October 23, 2018 - April 10, 2019
ELYSIAN CAPITAL
May 29, 2018 - August 15, 2018
U.S. STERLING SECURITIES, INC.
February 4, 2016 - October 12, 2016
CHESTERBROOK CAPITAL
February 10, 2015 - January 4, 2016
CEDAR CAPITAL, LLC
October 27, 2014 - December 28, 2015
FORESIDE FUND SERVICES, LLC
June 13, 2014 - January 2, 2015
GOOD HARBOR FINANCIAL
May 26, 2011 - November 4, 2014
INVESTMENT PLANNERS, INC.
February 24, 2011 - May 25, 2011
MSC - BD, LLC
February 9, 2009 - December 31, 2010
QUASAR DISTRIBUTORS, LLC
August 28, 2007 - July 31, 2008
TRANSAMERICA CAPITAL, LLC
September 20, 2006 - November 3, 2006
CALAMOS FINANCIAL SERVICES LLC
April 26, 2001 - September 21, 2006
CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC
May 26, 2000 - January 4, 2001
GUARDIAN INVESTOR SERVICES LLC
April 4, 2000 - April 24, 2000
BOFA DISTRIBUTORS, INC.
November 27, 1996 - March 8, 2000
FEDERATED SECURITIES CORP.
May 4, 1995 - September 18, 1996
CAPITAL BROKERAGE CORPORATION
September 13, 1994 - May 1, 1995
IVY DISTRIBUTORS, INC.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
