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Ruth Franklin

CRD# 2446859·Registered 2010 - 2017
Previously Registered: Being a previously registered professional could mean that Ruth is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ruth Franklin, who also goes by Ruth Ellen Franklin, Ruth Ellen Slosser, was a registered financial advisor. Ruth was a previously registered financial professional and started their career in finance 2010 - 2017. Ruth had worked at 2 firms and has passed the SIE and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ruth Ellen Franklin, Ruth Ellen Slosser

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

GEM-YOUNG WEALTH ADVISORS, LLC·CRD# 171340
RIA
Canfield, OH
July 25, 2017 - October 3, 2017
INVESTACORP, INC.·CRD# 7684
BD
Canfield, OH
March 22, 2010 - September 21, 2016

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Current Firm

GW
GEM-YOUNG WEALTH ADVISORS, LLC

DAPRILE, LEO J | GEM-YOUNG WEALTH ADVISORS, LLC. | GEM-YOUNG WEALTH ADVISORS, LLC

CRD#: 171340
Ohio
Registered Investment Advisory firm - Ohio (6/10/2014 Approved)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (5/18/2015 Approved)
Texas
Registered Investment Advisory firm - Texas (4/4/2023 Conditional Restricted)

Contact Information

Main Address

3792 Starrs Centre Dr., Canfield, OH 44406

Phone Number

(330) 533-6936

# of Employees

6

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

291

AUM (Assets Under Management)

$141,970,423

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Sep 2016About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Mar 2010About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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