John A. Gianni
Professional summary
John Alexander Gianni is a registered financial advisor currently at VALLEY WEALTH MANAGERS, INC. located in White Plains, New York and VALLEY FINANCIAL MANAGEMENT, INC. located in White Plains, New York.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. John has worked at 2 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Alexander Gianni's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 17, 2023 - Present
VALLEY WEALTH MANAGERS, INC.
Office #1: 12 Water Street, White Plains, NY 10601July 26, 2022 - Present
VALLEY FINANCIAL MANAGEMENT, INC.
Office #1: 12 Water Street, White Plains, NY 10601August 29, 2022 - July 26, 2023
VALLEY FINANCIAL MANAGEMENT, INC.
June 5, 2019 - July 20, 2022
VALLEY WEALTH MANAGERS, INC.
Primary Firm SEC Registration
VALLEY WEALTH MANAGERS, INC.
CRD#: 108879 / SEC#: 801-25461
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/13/2025)
(8/29/2022)
(8/29/2022)
(2/13/2025)
(8/29/2022)
(8/29/2022)
(2/13/2025)
(8/29/2022)
(8/29/2022)
(7/17/2023)
(8/29/2022)
(2/13/2025)
Exams
Series 7TO
Date: 7/26/2022
General Securities Representative ExaminationFINRA
Current Firm
VALLEY WEALTH MANAGERS, INC.
CRD#: 108879 / SEC#: 801-25461
Contact information
SEC notice filing (25 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,957 |
| AUM (Assets Under Management) | $ 2,317,257,859 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2024 | ||
| 09/07/2023 | ||
| 10/04/2022 |
Red Flags
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