William J. Dameri
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William James Dameri, who also goes by Bill James Dameri, was a registered financial advisor .
William is a previously registered financial advisor and started their career in finance in 1994. William had worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 2014 - May 23, 2016
LEADER CAPITAL CORP.
August 15, 2014 - September 10, 2014
PFS INVESTMENTS INC.
March 9, 2010 - August 14, 2012
COREBRIDGE CAPITAL SERVICES, INC.
January 14, 2009 - June 16, 2009
U.S. BANCORP INVESTMENTS, INC.
January 13, 2009 - June 16, 2009
U.S. BANCORP INVESTMENTS, INC.
July 9, 2008 - January 6, 2009
LINCOLN FINANCIAL DISTRIBUTORS, INC.
January 14, 2008 - February 8, 2008
BOFA DISTRIBUTORS, INC.
June 21, 2007 - January 8, 2008
RIVERSOURCE DISTRIBUTORS, INC.
February 23, 2001 - May 24, 2007
CAPITAL BROKERAGE CORPORATION
April 14, 2000 - November 2, 2000
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
April 7, 1994 - January 27, 1999
EDWARD JONES
Primary Firm SEC Registration
LEADER CAPITAL CORP.
CRD#: 46206 / SEC#: 801-56684, 8-51343
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LEADER CAPITAL CORP.
CRD#: 46206 / SEC#: 801-56684, 8-51343
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 1,135,338,351 |
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
