Francis W. Casey
Professional summary
Francis William Casey, who also goes by Francis W Casey, Francis William Casey Jr, Francis William Casey, is a registered financial professional currently at BERENBERG CAPITAL MARKETS LLC located in Boston, Massachusetts.
Francis is registered as a RR (Registered Representative) and started their career in finance in 1996. Francis has worked at 10 firms and has passed the Series 63, Series 57TO, Series 82TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Francis William Casey's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 21, 2021 - Present
BERENBERG CAPITAL MARKETS LLC
Office #1: 255 State Street 6th Floor, Boston, MA 02109January 13, 2020 - September 23, 2021
MACQUARIE CAPITAL (USA) INC.
February 23, 2016 - November 8, 2019
MACQUARIE CAPITAL (USA) INC.
April 20, 2015 - February 22, 2016
CRT CAPITAL GROUP LLC
February 18, 2010 - April 20, 2015
STERNE, AGEE & LEACH, INC.
April 9, 2009 - February 22, 2010
PALI CAPITAL, INC.
December 11, 2006 - April 21, 2009
SUSQUEHANNA FINANCIAL GROUP, LLLP
April 2, 2004 - November 30, 2006
PRUDENTIAL EQUITY GROUP, LLC
October 22, 1998 - March 26, 2004
CITIGROUP GLOBAL MARKETS INC.
June 5, 1997 - May 28, 1998
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
June 21, 1996 - July 12, 1996
MOORS & CABOT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 55
Date: 6/6/2006
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
BERENBERG CAPITAL MARKETS LLC
CRD#: 156757 / SEC#: , 8-68821
Contact information
FINRA licenses (14 States and Territories)
Documents
Red Flags
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Company Information
BERENBERG CAPITAL MARKETS LLC
CRD#: 156757Boston, MA 02109TRUST BUT VERIFY
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