Timothy C. Jordan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Christopher Jordan was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1994. Timothy had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 2007 - August 7, 2008
PWJ PARTNERS, LLC
January 7, 2000 - December 31, 2022
NTB FINANCIAL CORPORATION
January 5, 1999 - December 31, 2022
NTB FINANCIAL CORPORATION
January 1, 1999 - August 9, 2007
THE JORDAN GROUP LTD.
July 2, 1997 - December 31, 1998
SII INVESTMENTS, INC.
March 26, 1996 - July 2, 1997
LAIDLAW GLOBAL SECURITIES, INC.
April 4, 1994 - March 28, 1996
GLOBAL CAPITAL SECURITIES CORPORATION
January 31, 1994 - April 5, 1994
DICKINSON & CO.
State Registrations and Notice Filings
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Exams
Current firm
No current employment
Red Flags
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