Christopher J. Nugent
Professional summary
Christopher John Nugent, who also goes by Chris John Nugent, is a registered financial professional currently at BLACKROCK INVESTMENTS, LLC located in Princeton, New Jersey.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1994. Christopher has worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 10, Series 9, Series 51, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher John Nugent's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 3, 2006 - Present
BLACKROCK INVESTMENTS, LLC
Office #1: 1 University Square Dr, Princeton, NJ 08540March 11, 2010 - December 31, 2011
BLACKROCK FUND DISTRIBUTION COMPANY
May 18, 2005 - February 6, 2006
INVESCO CAPITAL MARKETS, INC.
May 18, 2005 - February 6, 2006
MORGAN STANLEY DW INC.
May 18, 2005 - February 6, 2006
MORGAN STANLEY DISTRIBUTION, INC.
May 18, 2005 - February 6, 2006
MORGAN STANLEY & CO. LLC
May 16, 2005 - February 6, 2006
MORGAN STANLEY DISTRIBUTORS INC.
September 22, 1995 - April 20, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 11, 1994 - February 13, 1995
H.J. MEYERS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/28/2014)
(2/3/2006)
Exams
Series 8
Date: 11/11/1997
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
BLACKROCK INVESTMENTS, LLC
CRD#: 38642 / SEC#: , 8-48436
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLACKROCK FINANCIAL MANAGEMENT, INC | SOLE SHAREHOLDER | 107105 |
| DEVICO, JOSEPH GEORGE | MANAGER | 2808563 |
| HEROLD, MEREDITH L | MANAGER | 4792340 |
| MARCUS, ZACHARY SETH | CHIEF FINANCIAL OFFICER AND FINOP | 7040433 |
| MARO, JONATHAN MARTIN | CHIEF EXECUTIVE OFFICER AND MANAGER | 6476640 |
| MEADE, CHRISTOPHER JOSEPH | CHIEF LEGAL OFFICER | 6728448 |
| ROHE, DOMINIK | MANAGER | 3275040 |
| ROSTA, GREGORY MATTHEW | CHIEF COMPLIANCE OFFICER | 5193482 |
| RZOMP, CYNTHIA SUEN-WAH | CHIEF OPERATING OFFICER | 5221316 |
| VILLACORTA, ROLAND ESTEBAN | MANAGER | 2566073 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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Company Information
BLACKROCK INVESTMENTS, LLC
CRD#: 38642Princeton, NJ 08540TRUST BUT VERIFY
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