JG
Jeanne M. Grill
FIFTH THIRD SECURITIES
Parrish, FL 34219
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CRD#: 2446491
JG
Professional summary
Jeanne M Grill, who also goes by Jeanne Marie Grill, Jeanne Marie Haas, Jeannie Marie Haas, Jeanne M Haas, is a registered financial advisor currently at FIFTH THIRD SECURITIES, INC. located in Parrish, Florida.
Jeanne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Jeanne has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeanne Marie Grill | Jeanne Marie Haas | Jeannie Marie Haas | Jeanne M Haas
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Jeanne M Grill's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jeanne M Grill's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 12, 2019 - Present
FIFTH THIRD SECURITIES, INC.
Office #1: 11215 Us 301 N, Parrish, FL 34219Office #2: 3740 Bee Ridge Road, Sarasota, FL 34233Office #3: 2035 Cattlemen Rd., Sarasota, FL 34232RIA
BD
CRD#: 628
Parrish, FL
Current
February 8, 2019 - Present
FIFTH THIRD SECURITIES, INC.
Office #1: 11215 Us 301 N, Parrish, FL 34219Office #2: 3740 Bee Ridge Road, Sarasota, FL 34233Office #3: 2035 Cattlemen Rd., Sarasota, FL 34232RIA
BD
CRD#: 628
Parrish, FL
Past
August 1, 2014 - November 26, 2018
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
BRADENTON, FL
Past
July 11, 2014 - November 26, 2018
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
BRADENTON, FL
Past
June 19, 2006 - June 26, 2014
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
SUMMERFIELD, FL
Past
February 15, 2006 - June 26, 2014
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
SUMMERFIELD, FL
Past
June 9, 2005 - January 9, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
MT. DORA, FL
Past
June 2, 2003 - June 8, 2005
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
EL SEGUNDO, CA
Past
February 12, 2003 - May 9, 2003
T.H.E. FINANCIAL GROUP, LTD
BD
CRD#: 14720
MECHANICSBURG, PA
Past
August 3, 2001 - January 3, 2002
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
APPLETON, WI
Past
August 18, 1995 - August 1, 2001
IFMG SECURITIES, INC.
BD
CRD#: 14416
PURCHASE, NY
Past
May 4, 1995 - August 23, 1995
WALL STREET ACCESS
BD
CRD#: 10012
NEW YORK, NY
Past
March 26, 1994 - May 3, 1995
FORTH FINANCIAL SECURITIES, CORPORATION
BD
CRD#: 14363
RICHMOND, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FIFTH THIRD SECURITIES, INC.
FIFTH THIRD SECURITIES | THE OHIO COMPANY | FIFTH THIRD/THE OHIO COMPANY | FIFTH THIRD SECURITIES, INC.
CRD#: 628 / SEC#: 801-63623, 8-2428
RIA
Registered Investment Advisory firm - SEC (11/17/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(2/8/2019)
IAR
Florida(2/12/2019)
RR
Georgia(10/14/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FIFTH THIRD SECURITIES, INC.
FIFTH THIRD SECURITIES | THE OHIO COMPANY | FIFTH THIRD/THE OHIO COMPANY | FIFTH THIRD SECURITIES, INC.
CRD#: 628 / SEC#: 801-63623, 8-2428
RIA
Registered Investment Advisory firm - SEC (11/17/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
34 Fountain Square Plaza Md 1090am, Cincinnati, OH 45263
Mailing Address
38 Fountain Square Plaza Md 1090am, Cincinnati, OH 45263
Phone number
(888) 889-1025
Established
Ohio since 05/01/1925
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,349
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIFTH THIRD BANK, NATIONAL ASSOCIATION | OWNER | |
| CORSARIE, ROBERT ALBERT | DIRECTOR, HEAD OF RETAIL BROKERAGE | 2213136 |
| JACOBS, JARRETT ANDREW | DIRECTOR, BD CHIEF COMPLIANCE OFFICER/RIA CHIEF COMPLIANCE OFFICER | 3190249 |
| JOHNSON MOBLEY, SHANNON | DIRECTOR, REGIONAL INVESTMENT MANAGER | 2583704 |
| KELLY, GINGER MICHELLE | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER - RETAIL | 2357692 |
| LUDWICK, JAMES PAUL | DIRECTOR, EXECUTIVE DIRECTOR OF INSTITUTIONAL BUSINESS | 4286771 |
| LYONS, TIMOTHY | DIRECTOR, MANAGING DIRECTOR-TRADING | 2544688 |
| MARCUS, ROBERT FRANKLIN | DIRECTOR, HEAD OF CAPITAL MARKETS | 2512810 |
| OVERMANN, JUSTIN MICHAEL | DIRECTOR, PRINCIPAL OPERATIONS OFFICER | 4419793 |
| STRATMOEN, CHRISTOPHER SCOTT | DIRECTOR, PRINCIPAL FINANCIAL OFFICER | 5873893 |
Regulatory assets under management
| Total Number of Accounts | 43,067 |
| AUM (Assets Under Management) | $ 9,127,646,064 |
Disclosures
| Regulatory Event | 38 |
| Arbitration | 19 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/20/2025 | ||
| 08/26/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
