Kevin M. Gray
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Maurice Gray was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1994. Kevin had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2003 - October 15, 2003
SYNERGY INVESTMENT GROUP, LLC
June 5, 2001 - December 31, 2002
CLEARING SERVICES OF AMERICA, INC.
December 5, 2000 - June 8, 2001
J.P. TURNER & COMPANY, L.L.C.
October 2, 2000 - November 21, 2000
BARRON CHASE SECURITIES, INC.
July 16, 1999 - September 13, 2000
MILLER JOHNSON STEICHEN KINNARD, INC.
June 28, 1999 - July 9, 1999
MILLER JOHNSON STEICHEN KINNARD, INC.
August 24, 1995 - June 30, 1999
BARRON CHASE SECURITIES, INC.
January 11, 1995 - August 30, 1995
CHATFIELD DEAN & CO., INC.
September 13, 1994 - January 23, 1995
BARRON CHASE SECURITIES, INC.
February 17, 1994 - August 25, 1994
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SYNERGY INVESTMENT GROUP, LLC
CRD#: 46035 / SEC#: 801-68315, 8-51278
Contact information
Regulatory assets under management
| Total Number of Accounts | 324 |
| AUM (Assets Under Management) | $ 53,106,235 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
