Gila G. Baron
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gila Gally Baron, who also goes by Gally Gila Baron, was a registered financial professional .
Gila is a previously registered financial professional and started their career in finance in 1994. Gila had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 1998 - September 9, 1999
VIOLY, BYORUM & PARTNERS, LLC
October 16, 1996 - July 29, 1997
UBS SECURITIES LLC
September 29, 1994 - October 4, 1996
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
VIOLY, BYORUM & PARTNERS, LLC
CRD#: 42126 / SEC#: , 8-49710
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
