Perry L. Dulong
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Perry Louis Dulong JR was a registered financial advisor .
Perry is a previously registered financial advisor and started their career in finance in 1994. Perry had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 2013 - June 2, 2015
INTEGRITY FUNDS DISTRIBUTOR, LLC
April 11, 2012 - June 3, 2013
JHS CAPITAL ADVISORS, LLC
April 11, 2012 - June 3, 2013
JHS CAPITAL ADVISORS, LLC
May 6, 2011 - April 11, 2012
PAULSON INVESTMENT COMPANY LLC
April 6, 2011 - April 11, 2012
PAULSON INVESTMENT COMPANY LLC
August 27, 2009 - March 29, 2011
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC
August 27, 2009 - March 29, 2011
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC
February 10, 2006 - September 8, 2009
WELLS FARGO INVESTMENTS, LLC
May 2, 2001 - September 8, 2009
WELLS FARGO INVESTMENTS, LLC
September 19, 2000 - May 2, 2001
WELLS FARGO SECURITIES INC.
December 3, 1999 - September 20, 2000
WAMU INVESTMENTS, INC.
July 21, 1997 - October 8, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 22, 1994 - July 14, 1997
FIRST UNION CAPITAL MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INTEGRITY FUNDS DISTRIBUTOR, LLC
CRD#: 26293 / SEC#: , 8-42561
Contact information
FINRA licenses (41 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
