Eric R. Londa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Ross Londa was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1994. Eric had worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 4, 2010 - May 31, 2012
ALLY SECURITIES LLC
June 24, 2009 - August 4, 2010
COHEN & COMPANY SECURITIES, LLC
March 10, 2004 - February 19, 2008
WAMU CAPITAL CORP.
November 1, 2002 - January 26, 2004
DEUTSCHE BANK SECURITIES INC.
May 4, 2000 - April 30, 2002
COUNTRYWIDE SECURITIES CORPORATION
August 18, 1998 - May 11, 2000
BANC OF AMERICA SECURITIES LLC
March 28, 1997 - February 19, 1998
UBS SECURITIES LLC
December 21, 1994 - April 9, 1997
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ALLY SECURITIES LLC
CRD#: 25988 / SEC#: , 8-42417
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLY FINANCIAL INC. | PARENT | |
| BEATON, DANIEL STEWART | CHIEF FINANCIAL OFFICER | 4240769 |
| HALSEY, KURT STUART | PRESIDENT/CEO/COO | 4282242 |
| HOLLAND, DAVID | MEMBER OF BOARD OF DIRECTORS | 6392922 |
| RHODES, DEBORAH LAURA | GENERAL COUNSEL/ASSISTANT SECRETARY | 6392194 |
| SYKES, ROBERT CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2775993 |
| TIMMERMAN, DOUGLAS RICHARD | MEMBER OF BOARD OF DIRECTORS | 6427349 |
Red Flags
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