KF
Kevin M. Fitzpatrick
CAMBIAR INVESTORS
DENVER, CO 80206
Some features on this profile are disabled
CRD#: 2446018
KF
Professional summary
Kevin Michael Fitzpatrick, who also goes by Kevin M Fitzpatrick, is a registered financial advisor currently at CAMBIAR INVESTORS, LLC located in Denver, Colorado and FORESIDE FUND SERVICES, LLC located in Denver, Colorado.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Kevin has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kevin M Fitzpatrick
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CAMBIAR INVESTORS, LLC, DENVER, CO; START DATE: 02/2006; Director of Institutional Sales, PRIMARY INTERACTION WITH INSTITUTIONAL CONSULTANTS; 40-50 HRS/WEEK; SALARY. 2) IN ADDITION TO BEING AN INVESTMENT ADVISOR REPRESENTATIVE OF Cambiar Investors, LLC, THIS ASSOCIATE IS A REGISTERED REPRESENTATIVE OF Foreside Fund Services, LLC, AN UNAFFILIATED BROKER DEALER. THE ASSOCIATE IS A REGISTERED REPRESENTATIVE FOR PURPOSES OF Foreside Fund Services, LLC.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Michael Fitzpatrick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 13, 2007 - Present
CAMBIAR INVESTORS, LLC
Office #1: 200 Columbine Street Suite 600, Denver, CO 80206RIA
CRD#: 115093
DENVER, CO
Current
March 16, 2006 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 200 Columbine Street Suite 800, Denver, CO 80206BD
CRD#: 46106
Denver, CO
Past
July 8, 2005 - March 11, 2006
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
WILMINGTON, DE
Past
August 21, 2000 - March 11, 2006
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
March 15, 1996 - June 30, 2000
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
MALVERN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBIAR INVESTORS, LLC
CAMBIAR INVESTORS, LLC
CRD#: 115093 / SEC#: 801-60541
RIA
Registered Investment Advisory firm - (9/6/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/8/2007)
RR
Alaska(2/8/2007)
RR
Arizona(2/8/2007)
RR
Arkansas(2/8/2007)
RR
California(2/8/2007)
RR
Colorado(3/16/2006)
IAR
Colorado(3/13/2007)
RR
Connecticut(2/8/2007)
RR
Delaware(2/8/2007)
RR
District of Columbia(1/2/2013)
RR
Florida(2/8/2007)
RR
Georgia(2/8/2007)
RR
Hawaii(2/8/2007)
RR
Idaho(2/8/2007)
RR
Illinois(2/8/2007)
RR
Indiana(2/8/2007)
RR
Iowa(2/8/2007)
RR
Kansas(2/8/2007)
RR
Kentucky(2/8/2007)
RR
Louisiana(2/8/2007)
RR
Maine(2/8/2007)
RR
Maryland(2/8/2007)
RR
Massachusetts(2/8/2007)
RR
Michigan(2/8/2007)
RR
Minnesota(2/8/2007)
RR
Mississippi(2/8/2007)
RR
Missouri(2/8/2007)
RR
Montana(2/8/2007)
RR
Nebraska(2/8/2007)
RR
Nevada(2/8/2007)
RR
New Hampshire(2/8/2007)
RR
New Jersey(2/8/2007)
RR
New Mexico(2/8/2007)
RR
New York(2/8/2007)
RR
North Carolina(2/8/2007)
RR
North Dakota(2/8/2007)
RR
Ohio(2/9/2007)
RR
Oklahoma(2/8/2007)
RR
Oregon(2/8/2007)
RR
Pennsylvania(2/8/2007)
RR
Puerto Rico(1/22/2013)
RR
Rhode Island(2/8/2007)
RR
South Carolina(2/8/2007)
RR
South Dakota(2/8/2007)
RR
Tennessee(2/8/2007)
RR
Texas(2/8/2007)
IAR
Texas(12/5/2017)
RR
Utah(2/8/2007)
RR
Vermont(2/8/2007)
RR
Virginia(2/8/2007)
RR
Washington(2/8/2007)
RR
West Virginia(2/8/2007)
RR
Wisconsin(2/8/2007)
RR
Wyoming(2/8/2007)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBIAR INVESTORS, LLC
CAMBIAR INVESTORS, LLC
CRD#: 115093 / SEC#: 801-60541
RIA
Registered Investment Advisory firm - (9/6/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
200 Columbine Street Suite 800, Denver, CO 80206
Mailing Address
Phone number
(888) 673-9950
Established
Firm type
Fiscal year end
# of Employees
36
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,627 |
| AUM (Assets Under Management) | $ 3,252,556,123 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2024 | ||
| 08/16/2023 | ||
| 09/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
