Gilles C. Cote

EXEMPLAR CAPITAL

Mt. Pleasant, SC 29464

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CRD#: 2445906

Professional summary

Gilles Conrad Cote, who also goes by Giles Conrad Cote, Gilles Conrad Cote, Gilles Conrad Cote', is a registered financial professional currently at EXEMPLAR CAPITAL, LLC located in Mt. Pleasant, South Carolina.

Gilles is registered as a RR (Registered Representative) and started their career in finance in 1994. Gilles has worked at 14 firms and has passed the Series 63, Series 65, Series 79TO, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Giles Conrad Cote | Gilles Conrad Cote | Gilles Conrad Cote'

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gilles Conrad Cote's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 14, 2024 - Present

EXEMPLAR CAPITAL, LLC

Office #1: 11 Ewall Street Suites 163 & 164, Mt. Pleasant, SC 29464

CRD#: 155786

Mt. Pleasant, SC

Past

February 14, 2022 - March 29, 2024

SEQUENCE FINANCIAL SPECIALISTS LLC

CRD#: 132915

FLORENCE, SC

Past

January 7, 2013 - December 31, 2016

SUMMIT FINANCIAL GROUP INC

RIA

CRD#: 109485

Mt Pleasant, SC

Past

January 2, 2013 - December 31, 2016

SUMMIT BROKERAGE SERVICES, INC.

CRD#: 34643

Mt Pleasant, SC

Past

August 23, 2010 - January 2, 2013

FINANCIAL ADVISERS OF AMERICA, LLC

RIA

CRD#: 142170

MYRTLE BEACH, SC

Past

August 20, 2010 - January 2, 2013

FINANCIAL ADVISERS OF AMERICA, LLC

CRD#: 142170

MYRTLE BEACH, SC

Past

May 24, 2010 - August 30, 2010

CAPE INVESTMENT ADVISORY, INC.

RIA

CRD#: 146384

MCDONOUGH, GA

Past

September 24, 2009 - August 30, 2010

CAPE SECURITIES INC.

CRD#: 7072

MYRTLE BEACH, SC

Past

May 18, 2005 - September 25, 2009

J. W. COLE ADVISORS, INC.

RIA

CRD#: 112294

MT PLEASANT, SC

Past

March 4, 2005 - September 25, 2009

J.W. COLE FINANCIAL, INC.

CRD#: 124583

MT PLEASANT, SC

Past

January 1, 2004 - April 1, 2005

CETERA ADVISORS LLC

RIA

CRD#: 10299

MYRTLE BEACH, SC

Past

January 1, 2004 - April 1, 2005

CETERA ADVISORS LLC

CRD#: 10299

GREENWOOD VILLAGE, CO

Past

June 3, 2003 - January 1, 2004

IFG ADVISORY SERVICES INC

RIA

CRD#: 105316

MYRTLE BEACH, SC

Past

December 6, 2001 - January 2, 2004

IFG NETWORK SECURITIES, INC.

CRD#: 19948

ATLANTA, GA

Past

April 25, 2000 - December 13, 2001

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

February 8, 1994 - April 24, 2000

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(6/25/2024)

California
(6/25/2024)

Florida
(5/7/2024)

Illinois
(7/9/2024)

Massachusetts
(2/15/2024)

South Carolina
(2/15/2024)

South Dakota
(4/4/2025)

Wisconsin
(7/9/2024)

Exams

State Security Law Exam

Series 63

Date: 3/18/2022

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/17/1995

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 79TO

Date: 5/2/2022

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 7/27/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/7/1994

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/5/2022

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

EXEMPLAR CAPITAL, LLC

CRD#: 155786 / SEC#: , 8-68740

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

265 Franklin Street Suite 1702, Boston, MA 02110

Mailing Address

265 Franklin Street Suite 1702, Boston, MA 02110

Phone number

(617) 542-7400

Established

Massachusetts since 05/27/2010

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
EXEMPLAR COMPANIES, PBC	PARENT CORPORATION
FELDMAN, RICHARD MARK	FINOP	2273453
LAVENDER, STACEY LYNN	CCO	4365033
MARSTON, ABRAHAM DAVID	CHIEF EXECUTIVE OFFICER

Red Flags

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Firm Stability Insights

Gilles C. Cote

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gilles Conrad Cote's CRS (Customer Relationship Summary).

Certified licenses

Experience

SEQUENCE FINANCIAL SPECIALISTS LLC

SUMMIT FINANCIAL GROUP INC

SUMMIT BROKERAGE SERVICES, INC.

FINANCIAL ADVISERS OF AMERICA, LLC

FINANCIAL ADVISERS OF AMERICA, LLC

CAPE INVESTMENT ADVISORY, INC.

CAPE SECURITIES INC.

J. W. COLE ADVISORS, INC.

J.W. COLE FINANCIAL, INC.

CETERA ADVISORS LLC

CETERA ADVISORS LLC

IFG ADVISORY SERVICES INC

IFG NETWORK SECURITIES, INC.

MML INVESTORS SERVICES, LLC

SECURIAN FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/18/2022

Series 65

Date: 3/17/1995

Series 79TO

Date: 5/2/2022

Series 7

Date: 7/27/1998

Series 6

Date: 2/7/1994

Series 24

Date: 3/5/2022

FINRA

Current Firm

EXEMPLAR CAPITAL, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

EXEMPLAR CAPITAL, LLC

TRUST BUT VERIFY

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