JC
James E. Clements
CREATIVEONE SECURITIES
Gretna, NE
Some features on this profile are disabled
CRD#: 2445775
JC
Professional summary
James Edmond Clements, AIF®, who also goes by James Edmond Clements, James Clements, is a registered financial advisor currently at CREATIVEONE SECURITIES, LLC located in Gretna, Nebraska.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. James has worked at 15 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6, Series 14, Series 10, Series 9 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
James Edmond Clements | James Clements
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view James Edmond Clements's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view James Edmond Clements's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 20, 2026 - Present
CREATIVEONE SECURITIES, LLC
Office #2: 6330 Sprint Parkway, Suite 400, Overland Park, KS 66211Office #3: 6330 Sprint Parkway, Suite 400, Overland Park, KS 66211RIA
BD
CRD#: 152974
Gretna, NE
Current
April 20, 2026 - Present
CREATIVEONE SECURITIES, LLC
Office #2: 6330 Sprint Parkway, Suite 400, Overland Park, KS 66211Office #3: 6330 Sprint Parkway, Suite 400, Overland Park, KS 66211RIA
BD
CRD#: 152974
Gretna, NE
Past
August 21, 2020 - April 15, 2026
CWM, LLC
RIA
CRD#: 155344
OMAHA, NE
Past
August 10, 2020 - April 15, 2026
CARSON GROUP BROKERAGE, LLC
BD
CRD#: 293448
OMAHA, NE
Past
June 30, 2017 - July 29, 2020
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
LINCOLN, NE
Past
June 30, 2017 - July 29, 2020
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
LINCOLN, NE
Past
March 13, 2017 - June 23, 2017
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
La Vista, NE
Past
January 7, 2014 - June 23, 2017
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LAVISTA, NE
Past
January 3, 2011 - February 14, 2013
CION SECURITIES, LLC
BD
CRD#: 15487
NEW YORK, NY
Past
January 29, 2009 - December 9, 2010
EQUITY SERVICES, INC.
BD
CRD#: 265
MONTPELIER, VT
Past
November 19, 2007 - January 9, 2009
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
DENVER, CO
Past
November 16, 2000 - November 1, 2007
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
BETHLEHEM, PA
Past
February 10, 1999 - April 17, 2000
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
WESTLAKE, TX
Past
November 24, 1997 - January 27, 1999
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
April 2, 1997 - November 1, 1997
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
August 10, 1994 - August 22, 1995
AMERICAN GENERAL EQUITY SERVICES CORPORATION
BD
CRD#: 5435
HOUSTON, TX
Past
February 2, 1994 - June 17, 1994
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CREATIVEONE SECURITIES, LLC
AFFINITY ASSET MANAGEMENT | WESTERN LAKES FINANCIAL | WEATLH WISDOM GROUP | WALLSTREET GROUP ADVISORS, LLC | VOYAGE FINANCIAL PARTNERS | VJH CONCIERGE FINANCIAL PLANNING | UPSTATE WEALTH MANAGEMENT | THOMAS FINANCIAL | THE NORTHEASTERN GROUP | SECURE FINANCIAL SERVICES, INC | SAWYER WEALTH MANAGEMENT | SABATKA FINANCIAL ADVISORY SERVICE, INC. | RZA WEALTH MANAGEMENT | RUNDAHL FINANCIAL CONSULTANTS | RSL FINANCIAL MANAGEMENT | ROBINSON FINANCIAL | RG INVESTMENTS | RETIREMENT DEFENDERS | RASBERRY FINANCIAL SERVICES | QUANTUM ASSET MANAGEMENT | PRAIRIELAND INSURANCE GROUP, LLC | NUTTER WEALTH MANAGEMENT | NORTH COUNTY FINANCIAL ASSOCIATES | NEST BENEFITS | MWI | MUNKER FINANCIAL | MONK FINANCIAL ADVISORS | MIKE KLOBERDANZ, CHFC, LUTCF & ASSOCIATES | MIKE AXTON & ASSOCIATES | MG NASH FINANCIAL SOLUTIONS, INC | MANAGING WEALTH & INCOME | LUND FINANCIAL MANAGEMENT | LLP FINANCIAL SERVICES | LIFETIME FINANCIAL PLANNING | LEWIS RETIREMENT SOLUTIONS, LLC | KEYSTONE ASSET MANAGEMENT | KAIZEN FINANCIAL GROUP | JUDY FINANCIAL GROUP, INC | JOHNSON FINANCIAL | JENKINS & ASSOCIATES | IWM FINANCIAL, INC | INTEGRITY INVESTMENTS, INC | HAYDENROCK FINANCIAL, LLC | HARVEST FINANCIAL GROUP | GULF COAST RETIREMENT SOLUTIONS | GREER FINANCIAL SOLUTIONS, LLC | GRAND CANYON PLANNING | FUNDS MANAGEMENT, INC. | FOOTE FINANCIAL GROUP | FINANCIAL SOLUTIONS GROUP, LLC | FINANCIAL CHOREOGRAPHY LLC | EVERSON TAX & FINANCIAL SERVICES | ETA FINANCIAL SERVICES | EPHAS FINANCIAL | DS DRELICH WEALTH MANAGEMENT | DIVERSIFIED ASSET MANAGEMENT | CREATIVEWEALTH KANSAS CITY | CREATIVEONE SECURITIES, LLC | CREATIVE ONE SECURITIES, LLC | CORNERSTONE FINANCIAL | COOK FINANCIAL GROUP | CONFIANCE FINANCIAL ADVISORY | COMPASS FINANCIAL WEALTH MANAGEMENT | COASTAL CAPITAL INVESTMENT SERVICES | CLIENT ONE SECURITIES, LLC | CLIENT ONE SECURITIES LLC | CLC FINANCIAL SERVICES, LLC | CARTIER FINANCIAL | CARSTENS FINANCIAL GROUP | BENCHMARK FINANCIAL GROUP | BELLUE & ASSOCIATES | BAACKE INSURANCE SERVICES, INC. | ATLANTIC COAST ADVISORY GROUP | ASSOCIATES GROUP OF COMPANIES | AMERICA'S RETIREMENT ADVISORY GROUP | AMBROSE FINANCIAL & INSURANCE SERVICES, LLC
CRD#: 152974 / SEC#: 801-78158, 8-68494
RIA
Registered Investment Advisory firm - SEC (6/5/2013 Approved)Arizona
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Arkansas
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)California
Registered Investment Advisory firm - SEC (7/5/2013 Terminated)Colorado
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)Connecticut
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)Delaware
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)Florida
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Georgia
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Idaho
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)Illinois
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Indiana
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)Iowa
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Kansas
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Louisiana
Registered Investment Advisory firm - SEC (6/12/2013 Terminated)Maine
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Maryland
Registered Investment Advisory firm - SEC (6/17/2013 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (7/24/2013 Terminated)Minnesota
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Mississippi
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Missouri
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Montana
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Nebraska
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)New Jersey
Registered Investment Advisory firm - SEC (6/26/2013 Terminated)New York
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)North Carolina
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Ohio
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)South Carolina
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Texas
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Virginia
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)West Virginia
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/20/2026)
RR
Alaska(4/20/2026)
RR
Arizona(4/20/2026)
RR
Arkansas(4/20/2026)
RR
California(4/20/2026)
RR
Colorado(4/20/2026)
RR
Connecticut(4/20/2026)
RR
Delaware(4/20/2026)
RR
District of Columbia(4/20/2026)
RR
Florida(4/20/2026)
RR
Georgia(4/20/2026)
RR
Hawaii(4/20/2026)
RR
Idaho(4/20/2026)
RR
Illinois(4/20/2026)
RR
Indiana(4/20/2026)
RR
Iowa(4/20/2026)
RR
Kansas(4/20/2026)
IAR
Kansas(4/20/2026)
RR
Kentucky(4/20/2026)
RR
Louisiana(4/20/2026)
RR
Maine(4/20/2026)
RR
Maryland(4/20/2026)
RR
Massachusetts(4/20/2026)
RR
Michigan(4/20/2026)
RR
Minnesota(4/20/2026)
RR
Mississippi(4/20/2026)
RR
Missouri(4/20/2026)
RR
Montana(4/20/2026)
RR
Nebraska(4/20/2026)
IAR
Nebraska(4/21/2026)
RR
Nevada(4/20/2026)
RR
New Hampshire(4/20/2026)
RR
New Jersey(4/20/2026)
RR
New Mexico(4/20/2026)
RR
New York(4/20/2026)
RR
North Carolina(4/20/2026)
RR
North Dakota(4/20/2026)
RR
Ohio(4/20/2026)
RR
Oklahoma(4/20/2026)
RR
Oregon(4/20/2026)
RR
Pennsylvania(4/20/2026)
RR
Rhode Island(4/20/2026)
RR
South Carolina(4/20/2026)
RR
South Dakota(4/20/2026)
RR
Tennessee(4/20/2026)
RR
Texas(4/20/2026)
RR
Utah(4/20/2026)
RR
Vermont(4/20/2026)
RR
Virginia(4/20/2026)
RR
Washington(4/20/2026)
RR
West Virginia(4/20/2026)
RR
Wisconsin(4/20/2026)
RR
Wyoming(4/20/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CREATIVEONE SECURITIES, LLC
AFFINITY ASSET MANAGEMENT | WESTERN LAKES FINANCIAL | WEATLH WISDOM GROUP | WALLSTREET GROUP ADVISORS, LLC | VOYAGE FINANCIAL PARTNERS | VJH CONCIERGE FINANCIAL PLANNING | UPSTATE WEALTH MANAGEMENT | THOMAS FINANCIAL | THE NORTHEASTERN GROUP | SECURE FINANCIAL SERVICES, INC | SAWYER WEALTH MANAGEMENT | SABATKA FINANCIAL ADVISORY SERVICE, INC. | RZA WEALTH MANAGEMENT | RUNDAHL FINANCIAL CONSULTANTS | RSL FINANCIAL MANAGEMENT | ROBINSON FINANCIAL | RG INVESTMENTS | RETIREMENT DEFENDERS | RASBERRY FINANCIAL SERVICES | QUANTUM ASSET MANAGEMENT | PRAIRIELAND INSURANCE GROUP, LLC | NUTTER WEALTH MANAGEMENT | NORTH COUNTY FINANCIAL ASSOCIATES | NEST BENEFITS | MWI | MUNKER FINANCIAL | MONK FINANCIAL ADVISORS | MIKE KLOBERDANZ, CHFC, LUTCF & ASSOCIATES | MIKE AXTON & ASSOCIATES | MG NASH FINANCIAL SOLUTIONS, INC | MANAGING WEALTH & INCOME | LUND FINANCIAL MANAGEMENT | LLP FINANCIAL SERVICES | LIFETIME FINANCIAL PLANNING | LEWIS RETIREMENT SOLUTIONS, LLC | KEYSTONE ASSET MANAGEMENT | KAIZEN FINANCIAL GROUP | JUDY FINANCIAL GROUP, INC | JOHNSON FINANCIAL | JENKINS & ASSOCIATES | IWM FINANCIAL, INC | INTEGRITY INVESTMENTS, INC | HAYDENROCK FINANCIAL, LLC | HARVEST FINANCIAL GROUP | GULF COAST RETIREMENT SOLUTIONS | GREER FINANCIAL SOLUTIONS, LLC | GRAND CANYON PLANNING | FUNDS MANAGEMENT, INC. | FOOTE FINANCIAL GROUP | FINANCIAL SOLUTIONS GROUP, LLC | FINANCIAL CHOREOGRAPHY LLC | EVERSON TAX & FINANCIAL SERVICES | ETA FINANCIAL SERVICES | EPHAS FINANCIAL | DS DRELICH WEALTH MANAGEMENT | DIVERSIFIED ASSET MANAGEMENT | CREATIVEWEALTH KANSAS CITY | CREATIVEONE SECURITIES, LLC | CREATIVE ONE SECURITIES, LLC | CORNERSTONE FINANCIAL | COOK FINANCIAL GROUP | CONFIANCE FINANCIAL ADVISORY | COMPASS FINANCIAL WEALTH MANAGEMENT | COASTAL CAPITAL INVESTMENT SERVICES | CLIENT ONE SECURITIES, LLC | CLIENT ONE SECURITIES LLC | CLC FINANCIAL SERVICES, LLC | CARTIER FINANCIAL | CARSTENS FINANCIAL GROUP | BENCHMARK FINANCIAL GROUP | BELLUE & ASSOCIATES | BAACKE INSURANCE SERVICES, INC. | ATLANTIC COAST ADVISORY GROUP | ASSOCIATES GROUP OF COMPANIES | AMERICA'S RETIREMENT ADVISORY GROUP | AMBROSE FINANCIAL & INSURANCE SERVICES, LLC
CRD#: 152974 / SEC#: 801-78158, 8-68494
RIA
Registered Investment Advisory firm - SEC (6/5/2013 Approved)Arizona
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Arkansas
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)California
Registered Investment Advisory firm - SEC (7/5/2013 Terminated)Colorado
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)Connecticut
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)Delaware
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)Florida
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Georgia
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Idaho
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)Illinois
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Indiana
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)Iowa
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Kansas
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Louisiana
Registered Investment Advisory firm - SEC (6/12/2013 Terminated)Maine
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Maryland
Registered Investment Advisory firm - SEC (6/17/2013 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (7/24/2013 Terminated)Minnesota
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Mississippi
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Missouri
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Montana
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Nebraska
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)New Jersey
Registered Investment Advisory firm - SEC (6/26/2013 Terminated)New York
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)North Carolina
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Ohio
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)South Carolina
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Texas
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Virginia
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)West Virginia
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
6330 Sprint Parkway, Suite 400, Overland Park, KS 66211
Mailing Address
6330 Sprint Parkway, Suite 400, Overland Park, KS 66211
Phone number
(913) 814-6097
Established
Kansas since 12/02/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
199
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 11,317 |
| AUM (Assets Under Management) | $ 2,125,054,242 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
