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JP

James J. Price

DIVIDENDS & MORE
Troy, MT
Some features on this profile are disabled
CRD#: 2445719
JP

Professional summary

James Jarratt Price is a registered financial advisor currently at DIVIDENDS & MORE located in Troy, Montana.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. James has worked at 2 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Jarratt Price's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 26, 2023 - Present

DIVIDENDS & MORE

RIA
CRD#: 125313
Troy, MT
Past

February 23, 1994 - December 15, 1994

MORGAN STANLEY DW INC.

BD
CRD#: 7556

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Georgia
(6/26/2023)
IAR
Montana
(11/30/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/12/1995
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/25/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 31
Date: 3/2/1994
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 2/22/1994
General Securities Representative Examination

Current Firm

D&
DIVIDENDS & MORE
DIVIDENDS & MORE | PRICE, JAMES JARRATT

CRD#: 125313 / SEC#:

Georgia
Registered Investment Advisory firm - (2/13/1998 Approved)
Montana
Registered Investment Advisory firm - (10/27/2023 Approved)
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Contact information

Main Address
Troy, MT
Mailing Address
Phone number
(404) 947-6129
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts58
AUM (Assets Under Management)$ 18,268,116

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DIVIDENDS & MORE

CRD#: 125313Troy, MT

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