Eric T. Stuckey

CETERA INVESTMENT ADVISERS LLC

SUWANEE, GA 30024

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CRD#: 2445666

Professional summary

Eric Todd Stuckey is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Suwanee, Georgia and CETERA FINANCIAL SPECIALISTS LLC located in Suwanee, Georgia.

Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Eric has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) WEEPING OAKS FARMS, NOT INVESTMENT RELATED, HARTWELL, GA, CO-OWNER, RAISING CATTLE AND SELL THROUGH CATTLE BARN, 10H/WEEK, SINCE 01/2011 2) WEEPING OAKS HOLDINGS/DBA CORNERSTONE PRIVATE CLIENT GROUP, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, CEO, MANAGEMENT AND DBA OF FINANCIAL SERVICES BUSINESS, 40H/WEEK, SINCE 06/2008.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Todd Stuckey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 19, 2022 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 1325 Satellite Blvd Ste 203, Suwanee, GA 30024

RIA

CRD#: 105644

SUWANEE, GA

Current

September 27, 2022 - Present

CETERA FINANCIAL SPECIALISTS LLC

Office #1: 1325 Satellite Blvd Ste 203, Suwanee, GA 30024

CRD#: 10358

Suwanee, GA

Past

January 2, 2018 - October 4, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Suwanee, GA

Past

January 2, 2018 - October 4, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Suwanee, GA

Past

February 18, 2009 - January 4, 2018

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

SUWANEE, GA

Past

February 17, 2009 - January 4, 2018

INVEST FINANCIAL CORPORATION

CRD#: 12984

SUWANEE, GA

Past

September 11, 2008 - March 6, 2009

OSAIC WEALTH, INC.

RIA

CRD#: 23131

SUWANEE, GA

Past

February 24, 2005 - April 24, 2009

SUGARLOAF WEALTH MANAGEMENT, LLC

RIA

CRD#: 129602

DULUTH, GA

Past

February 25, 2004 - December 31, 2004

SUGARLOAF WEALTH MANAGEMENT, LLC

RIA

CRD#: 129602

SNELLVILLE, GA

Past

February 21, 1996 - March 6, 2009

OSAIC WEALTH, INC.

CRD#: 23131

SUWANEE, GA

Past

February 18, 1994 - February 23, 1996

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/27/2022)

Connecticut
(10/21/2022)

Florida
(9/28/2022)

Georgia
(10/19/2022)

IAR

Georgia
(10/19/2022)

Illinois
(11/15/2022)

Kentucky
(11/28/2022)

Minnesota
(3/1/2024)

North Carolina
(10/28/2022)

Ohio
(9/28/2022)

Pennsylvania
(10/24/2022)

South Carolina
(10/20/2022)

Texas
(9/20/2023)

IAR

Texas
(9/20/2023)

Virginia
(11/10/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/18/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/25/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 3/4/1994

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 2/17/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/15/2003

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Eric T. Stuckey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Todd Stuckey's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA FINANCIAL SPECIALISTS LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

OSAIC WEALTH, INC.

SUGARLOAF WEALTH MANAGEMENT, LLC

SUGARLOAF WEALTH MANAGEMENT, LLC

OSAIC WEALTH, INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/18/2014

Series 63

Date: 2/25/1994

SIE

Date: 10/1/2018

Series 31

Date: 3/4/1994

Series 7

Date: 2/17/1994

Series 24

Date: 5/15/2003

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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