Brad L. Wilson

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CRD#: 2445584

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brad Lee Wilson was a registered financial professional .

Brad is a previously registered financial professional and started their career in finance in 1994. Brad had worked at 9 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 9, Series 10 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 3, 2013 - May 10, 2016

THE BUCKINGHAM RESEARCH GROUP INCORPORATED

CRD#: 13233

NEW YORK, NY

Past

July 7, 2011 - May 9, 2013

MIZUHO SECURITIES USA LLC

CRD#: 19647

NEW YORK, NY

Past

November 1, 2010 - June 3, 2011

COWEN SECURITIES LLC

CRD#: 23510

NEW YORK, NY

Past

June 11, 2002 - October 28, 2010

SANFORD C. BERNSTEIN & CO., LLC

CRD#: 104474

NEW YORK, NY

Past

March 1, 2002 - April 23, 2002

ABN AMRO INCORPORATED

CRD#: 15776

STAMFORD, CT

Past

February 22, 2000 - March 1, 2002

ABN AMRO SECURITIES LLC

CRD#: 6540

NEW YORK, NY

Past

May 20, 1999 - February 24, 2000

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

February 11, 1997 - April 29, 1999

ABN AMRO SECURITIES LLC

CRD#: 6540

NEW YORK, NY

Past

April 8, 1994 - October 22, 1996

DEUTSCHE IXE, LLC

CRD#: 7172

NEW YORK, NY

Past

February 10, 1994 - February 28, 1994

SOUTH RICHMOND SECURITIES, INC.

CRD#: 14913

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 2/15/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/10/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 7/18/2003

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 2/9/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 9/29/2000

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 9/1/2000

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 24

Date: 8/1/2000

General Securities Principal Examination

Current Firm

THE BUCKINGHAM RESEARCH GROUP INCORPORATED

CRD#: 13233 / SEC#: , 8-28508

Terminated by SEC on 06/15/2020

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Contact information

Main Address

Mailing Address

Phone number

Established

Delaware since 10/19/1982

Firm type

Corporation

Fiscal year end

September

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
KEIDAN, DAVID BERNARD	NON-EXECUTIVE CHAIRMAN	266250
AMATURO, JOSEPH CIRO	CEO AND PRESIDENT, DIRECTOR	2936222
ATTANASIO, ELIZABETH MARIE	FINANCIAL/OPERATIONS PRINCIPAL	5325007
GOLDSTEIN, PETER D	CHIEF COMPLIANCE OFFICER	2898210
GOLDSTEIN, PETER D	CHIEF LEGAL OFFICER, DIRECTOR	2898210

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brad L. Wilson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MIZUHO SECURITIES USA LLC

COWEN SECURITIES LLC

SANFORD C. BERNSTEIN & CO., LLC

ABN AMRO INCORPORATED

ABN AMRO SECURITIES LLC

CIBC WORLD MARKETS CORP.

ABN AMRO SECURITIES LLC

DEUTSCHE IXE, LLC

SOUTH RICHMOND SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/15/1994

SIE

Date: 5/10/2016

Series 55

Date: 7/18/2003

Series 7

Date: 2/9/1994

Series 9

Date: 9/29/2000

Series 10

Date: 9/1/2000

Series 24

Date: 8/1/2000

Current Firm

THE BUCKINGHAM RESEARCH GROUP INCORPORATED

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

THE BUCKINGHAM RESEARCH GROUP INCORPORATED

TRUST BUT VERIFY

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