AF
Arthur G. Flattich
MISSIONSQUARE RETIREMENT
STATESBORO, GA
Some features on this profile are disabled
CRD#: 2445411
AF
Professional summary
Arthur Gottlob Flattich III is a registered financial advisor currently at MISSIONSQUARE RETIREMENT located in Statesboro, Georgia and MISSIONSQUARE INVESTMENT SERVICES located in Washington, District Of Columbia.
Arthur is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Arthur has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 26 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Arthur Gottlob Flattich III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 24, 2002 - Present
MISSIONSQUARE RETIREMENT
RIA
CRD#: 108783
STATESBORO, GA
Current
December 13, 1996 - Present
MISSIONSQUARE INVESTMENT SERVICES
Office #1: 777 North Capitol Street, Ne Suite 600, Washington, DC 20002-4240BD
CRD#: 23189
Washington, DC
Past
August 29, 1995 - November 6, 1996
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
March 9, 1994 - September 7, 1995
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
DETROIT, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MR
MISSIONSQUARE RETIREMENT
ICMA RETIREMENT CORP | MISSIONSQUARE RETIREMENT | INTERNATIONAL CITY MGMT ASSOCIATION RETIREMEN | INTERNATIONAL CITY MANAGEMENT ASSOCIATION RETIREMENT CORPORATION | ICMA-RC | ICMA RETIREMENT CORPORATION
CRD#: 108783 / SEC#: 801-18273
RIA
Registered Investment Advisory firm - (1/19/1983 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/9/1999)
IAR
Alabama(6/28/2016)
IAR
Connecticut(10/11/2022)
IAR
Delaware(10/11/2022)
RR
District of Columbia(12/2/2019)
IAR
District of Columbia(12/10/2019)
RR
Florida(6/11/1999)
IAR
Florida(9/24/2002)
RR
Georgia(6/9/1999)
IAR
Georgia(12/7/2016)
IAR
Illinois(10/14/2022)
IAR
Indiana(10/11/2022)
IAR
Iowa(10/13/2022)
RR
Kentucky(1/24/2022)
IAR
Kentucky(1/25/2022)
IAR
Maine(10/11/2022)
IAR
Maryland(10/11/2022)
IAR
Massachusetts(11/2/2022)
IAR
Michigan(10/13/2022)
IAR
Minnesota(10/11/2022)
IAR
New Hampshire(10/11/2022)
IAR
New Jersey(10/11/2022)
IAR
New York(10/11/2022)
IAR
North Carolina(10/11/2022)
IAR
North Dakota(10/18/2022)
IAR
Ohio(10/12/2022)
IAR
Pennsylvania(10/11/2022)
IAR
Rhode Island(10/11/2022)
IAR
South Carolina(10/11/2022)
IAR
South Dakota(10/12/2022)
RR
Tennessee(7/19/2011)
IAR
Vermont(10/11/2022)
RR
Virginia(7/19/2011)
IAR
Virginia(6/28/2016)
IAR
West Virginia(10/24/2022)
IAR
Wisconsin(10/11/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 4/18/1995
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
MR
MISSIONSQUARE RETIREMENT
ICMA RETIREMENT CORP | MISSIONSQUARE RETIREMENT | INTERNATIONAL CITY MGMT ASSOCIATION RETIREMEN | INTERNATIONAL CITY MANAGEMENT ASSOCIATION RETIREMENT CORPORATION | ICMA-RC | ICMA RETIREMENT CORPORATION
CRD#: 108783 / SEC#: 801-18273
RIA
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Contact information
Main Address
777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240
Mailing Address
Phone number
(202) 962-4600
Established
Firm type
Fiscal year end
# of Employees
599
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 58,580 |
| AUM (Assets Under Management) | $ 5,959,398,729 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
