Ibrahim R. Galaria

GALARIA CAPITAL MANAGEMENT

Naperville, IL

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CRD#: 2445142

Professional summary

Ibrahim Rajak Galaria, who also goes by Ibrahim R Galaria, is a registered financial advisor currently at GALARIA CAPITAL MANAGEMENT, LLC located in Naperville, Illinois.

Ibrahim is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Ibrahim has worked at 1 firm and has passed the Series 66 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ibrahim R Galaria

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.IBRAHIM GALARIA IS ALSO A LICENSED INSURANCE AGENT IN VARIOUS STATES; HOWEVER, HIS BUSINESS LOCATION IS ILLINOIS, 1453 RADCLIFF LANE, AURORA, IL. HE RECOMMENDS AND SELLS INSURANCE AND/OR ANNUITY PRODUCTS TO HIS CLIENTS, AS APPROPRIATE. (2)IBRAHIM GALARIA ALSO A MANAGER OF A FAMILY-MANAGED REAL-ESTATE MEDICAL OFFICE LOCATED IN STATE OF VIRGINIA, USA, IN WHICH NO CLIENTS AND/OR INVESTORS ARE INVOLVED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ibrahim Rajak Galaria's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 19, 2006 - Present

GALARIA CAPITAL MANAGEMENT, LLC

RIA

CRD#: 123658

Naperville, IL

Past

March 27, 2000 - November 20, 2003

GALARIA CAPITAL MANAGEMENT, LLC

RIA

CRD#: 123658

WEST BLOOMFIELD, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(9/19/2006)

IAR

Texas
(6/9/2020)

IAR

Virginia
(11/4/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/21/1999

Uniform Combined State Law Examination

Current Firm

GALARIA CAPITAL MANAGEMENT, LLC

GALARIA CAPITAL MANAGEMENT INC | GALARIA CAPITAL MANAGEMENT, LLC

CRD#: 123658 / SEC#: 801-71023

RIA

Registered Investment Advisory firm - (8/7/2012 Terminated)

Illinois

Registered Investment Advisory firm - (2/14/2012 Approved)

Michigan

Registered Investment Advisory firm - (6/14/2012 Approved)

Texas

Registered Investment Advisory firm - (4/14/2020 Conditional Restricted)

Virginia

Registered Investment Advisory firm - (11/4/2014 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Naperville, IL

Mailing Address

Phone number

(800) 957-1079

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	138
AUM (Assets Under Management)	$ 73,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ibrahim R. Galaria

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ibrahim Rajak Galaria's CRS (Customer Relationship Summary).

Certified licenses

Experience

GALARIA CAPITAL MANAGEMENT, LLC

GALARIA CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/21/1999

Current Firm

GALARIA CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GALARIA CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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