Jeff M. Bollinger

FORTIUS FINANCIAL ADVISORS

SALT LAKE CITY, UT 84107

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CRD#: 2445055

Professional summary

Jeff Michael Bollinger is a registered financial advisor currently at FORTIUS FINANCIAL ADVISORS, LLC located in Salt Lake City, Utah.

Jeff is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Jeff has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeff Michael Bollinger's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 27, 2003 - Present

FORTIUS FINANCIAL ADVISORS, LLC

Office #1: 4001 South 700 East Suite 554, Salt Lake City, UT 84107

RIA

CRD#: 128060

SALT LAKE CITY, UT

Past

December 6, 2002 - July 3, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SALT LAKE CITY, UT

Past

December 5, 2002 - July 3, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

July 21, 1999 - November 22, 2002

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

SALT LAKE CITY, UT

Past

April 11, 1994 - November 1, 2002

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(8/27/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/16/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/18/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/8/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 2/27/1997

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

FORTIUS FINANCIAL ADVISORS, LLC

BOLLINGER & CO. | FORTIUS FINANCIAL ADVISORS, LLC | BOLLINGER & COMPANY CAPITAL PARTNERS, LLC

CRD#: 128060 / SEC#: 801-71571

RIA

Registered Investment Advisory firm - (8/12/2015 Terminated)

Florida

Registered Investment Advisory firm - (7/23/2015 Approved)

Utah

Registered Investment Advisory firm - (7/22/2015 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

5445 South Highland Drive Suite A, Salt Lake City, UT 84117

Mailing Address

Phone number

(888) 365-7009

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	102
AUM (Assets Under Management)	$ 10,754,318

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeff M. Bollinger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeff Michael Bollinger's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORTIUS FINANCIAL ADVISORS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/16/1999

Series 63

Date: 1/18/1994

Series 7

Date: 4/8/1994

Series 8

Date: 2/27/1997

Current Firm

FORTIUS FINANCIAL ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FORTIUS FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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