David D. Drummond
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Donald Drummond JR, who also goes by Don Drummond Jr, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1994. David had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2004 - June 16, 2014
TRUSTCORE FINANCIAL SERVICES, LLC
March 10, 1995 - June 16, 2014
TRUSTCORE INVESTMENTS LLC
February 11, 1994 - March 1, 1995
IDS LIFE INSURANCE COMPANY
February 11, 1994 - March 1, 1995
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUSTCORE FINANCIAL SERVICES, LLC
CRD#: 106522 / SEC#: 801-17538
Contact information
Regulatory assets under management
| Total Number of Accounts | 7,758 |
| AUM (Assets Under Management) | $ 2,374,057,715 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
