Joseph Gladue

EQUALIZE CAPITAL LLC

SAN JUAN, PR 00901-1607

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CRD#: 2444732

Professional summary

Joseph Gladue, who also goes by Joseph Glaude, is a registered financial advisor currently at EQUALIZE CAPITAL LLC located in San Juan, and J. ALDEN ASSOCIATES, INC. located in Wayne, Pennsylvania.

Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Joseph has worked at 7 firms and has passed the Series 63, SIE, Series 87, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joseph Glaude

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PROVIDES STATISTICAL INFORMATION TO THE NEW JERSEY BANKERS ASSOCIATION ON A QUARTERLY BASIS. 10-15 HOURS PER QUARTER.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Gladue's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 15, 2025 - Present

EQUALIZE CAPITAL LLC

Office #1: Pmb 5333 151 Calle San Francisco Suite 200, San Juan, PR, 00901-1607

RIA

CRD#: 300640

SAN JUAN, PR

Current

January 2, 2019 - Present

J. ALDEN ASSOCIATES, INC.

Office #1: 37 West Ave Suite 301, Wayne, PA 19087

CRD#: 40002

Wayne, PA

Past

March 2, 2019 - December 31, 2022

EQUALIZE CAPITAL LLC

RIA

CRD#: 300640

SAN JUAN, PR

Past

June 30, 2015 - December 31, 2018

MCG SECURITIES LLC

CRD#: 163144

WAYNE, PA

Past

May 11, 2013 - November 4, 2013

CV BROKERAGE, INC

CRD#: 462

WILLIAMSTOWN, NJ

Past

September 17, 2007 - November 13, 2012

B. RILEY & CO., LLC

CRD#: 40355

HAVERFORD, PA

Past

October 6, 2003 - April 19, 2007

COHEN & COMPANY SECURITIES, LLC

CRD#: 104002

PHILADELPHIA, PA

Past

September 2, 1998 - October 2, 2003

THE CHAPMAN CO.

CRD#: 19178

COLUMBIA, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EQUALIZE CAPITAL LLC

BLUESTONE CAPITAL PARTNERS, LLC | EQUALIZE CAPITAL LLC

CRD#: 300640 / SEC#: 801-114787

RIA

Registered Investment Advisory firm - (2/14/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Pennsylvania
(1/2/2019)

Puerto Rico
(11/12/2021)

IAR

Puerto Rico
(1/15/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 12/16/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 6/11/2004

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 8/19/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/5/2004

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

EQUALIZE CAPITAL LLC

BLUESTONE CAPITAL PARTNERS, LLC | EQUALIZE CAPITAL LLC

CRD#: 300640 / SEC#: 801-114787

RIA

Registered Investment Advisory firm - (2/14/2019 Approved)

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Contact information

Main Address

Pmb 5333 151 Calle San Francisco Suite 200, San Juan, PR, 00901-1607

Mailing Address

Phone number

(443) 802-6135

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/18/2025)

Regulatory assets under management

Total Number of Accounts	2
AUM (Assets Under Management)	$ 49,412,934

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph Gladue

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Gladue's CRS (Customer Relationship Summary).

Certified licenses

Experience

J. ALDEN ASSOCIATES, INC.

EQUALIZE CAPITAL LLC

MCG SECURITIES LLC

CV BROKERAGE, INC

B. RILEY & CO., LLC

COHEN & COMPANY SECURITIES, LLC

THE CHAPMAN CO.

Primary Firm SEC Registration

EQUALIZE CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/16/2003

SIE

Date: 10/1/2018

Series 87

Date: 6/11/2004

Series 7

Date: 8/19/1998

Series 24

Date: 4/5/2004

FINRA

Current Firm

EQUALIZE CAPITAL LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EQUALIZE CAPITAL LLC

TRUST BUT VERIFY

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