Jamie L. Johnson

JLJ CAPITAL MANAGEMENT

Houston, TX

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CRD#: 2444670

Professional summary

Jamie Lynn Johnson, who also goes by Jamie L Johnson, Jamie Johnson, Jamie Lynn Mcnutt, is a registered financial advisor currently at JLJ CAPITAL MANAGEMENT, LLC located in Houston, Texas.

Jamie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Jamie has worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jamie L Johnson | Jamie Johnson | Jamie Lynn Mcnutt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM THE PRESIDENT AND CHIEF COMPLIANCE OFFICER OF JLJ CAPITAL MANAGEMENT, A REGISTERED INVESTMENT ADVISORY FIRM. IT IS INVESTMENT RELATED. ADDRESS: 1200 POST OAK BLVD. #1503, HOUSTON, TX 77056. INVESTMENT FIRM (RIA) START 9/2005.COMPENSATION IS QUARTERLY FEES. 200 HOURS A MONTH, 6 HOURS A DAY DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jamie Lynn Johnson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 9, 2005 - Present

JLJ CAPITAL MANAGEMENT, LLC

RIA

CRD#: 136091

Houston, TX

Past

December 19, 2012 - April 4, 2013

WFG INVESTMENTS, INC.

CRD#: 22704

HOUSTON, TX

Past

October 9, 2009 - December 13, 2010

SUNBELT SECURITIES, INC.

CRD#: 42180

HOUSTON, TX

Past

September 15, 2005 - October 30, 2007

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

HOUSTON, TX

Past

July 27, 2001 - September 13, 2005

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

HOUSTON, TX

Past

July 27, 2001 - September 13, 2005

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MEMPHIS, TN

Past

August 14, 1995 - July 31, 2001

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

February 14, 1994 - August 11, 1995

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/9/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/16/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/16/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/8/1994

General Securities Representative Examination

Current Firm

JLJ CAPITAL MANAGEMENT, LLC

CRD#: 136091 / SEC#: 801-64664

RIA

Registered Investment Advisory firm - (3/24/2006 Terminated)

Louisiana

Registered Investment Advisory firm - (3/23/2006 Approved)

Texas

Registered Investment Advisory firm - (3/2/2006 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Houston, TX

Mailing Address

Po Box 22486, Houston, TX 77227

Phone number

(713) 552-9594

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	100
AUM (Assets Under Management)	$ 39,451,313

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jamie L. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jamie Lynn Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

JLJ CAPITAL MANAGEMENT, LLC

WFG INVESTMENTS, INC.

SUNBELT SECURITIES, INC.

PURSHE KAPLAN STERLING INVESTMENTS

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

MORGAN STANLEY DW INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/16/1994

Series 63

Date: 2/16/1994

Series 7

Date: 2/8/1994

Current Firm

JLJ CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JLJ CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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