Nathan C. Ankney

DYNAMIC WEALTH STRATEGIES

Folsom, CA

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CRD#: 2444651

Professional summary

Nathan Christopher Ankney is a registered financial advisor currently at DYNAMIC WEALTH STRATEGIES, LLC located in Folsom, California.

Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Nathan has worked at 7 firms and has passed the Series 63, Series 65, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) CA insurance agent- for fixed/health/accident/annuities/life/term insurance sales and services since 2008; approx 10% time spent. Conducted from office address of record. (2) CA real estate agent, since June 2013; non-investment related; approx 5% time spent. Conducted from office address of record. (3) Principal - Rosewind, LLC - General partner to pooled investment vehicle, since 6/2020, non-investment related. Less than 10% time spent. Business conducted at office address of record.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Christopher Ankney's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 14, 2013 - Present

DYNAMIC WEALTH STRATEGIES, LLC

RIA

CRD#: 167594

Folsom, CA

Past

August 7, 2008 - June 14, 2013

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

SAN JOSE, CA

Past

August 6, 2008 - June 14, 2013

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

SAN JOSE, CA

Past

December 14, 2007 - August 6, 2008

AFA ADVISOR SERVICES LLC

RIA

CRD#: 129104

FOLSOM, CA

Past

December 12, 2007 - August 6, 2008

AFA FINANCIAL GROUP, LLC

CRD#: 127648

CALABASAS, CA

Past

June 7, 2007 - December 13, 2007

ALTANES INVESTMENTS, LLC

RIA

CRD#: 128386

FOLSOM, CA

Past

April 15, 2002 - June 22, 2007

LIFESTYLE DESIGN GROUP LLC

RIA

CRD#: 119185

SAN JOSE, CA

Past

October 30, 2001 - July 23, 2002

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SANTA CLARA, CA

Past

March 24, 1997 - July 23, 2002

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DYNAMIC WEALTH STRATEGIES, LLC

CRD#: 167594 / SEC#: 801-126356

RIA

Registered Investment Advisory firm - (8/9/2022 Approved)

California

Registered Investment Advisory firm - (9/22/2022 Terminated)

Texas

Registered Investment Advisory firm - (8/23/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/14/2013)

IAR

Texas
(10/15/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/10/2010

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/25/2001

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 12/10/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/26/2008

General Securities Principal Examination

Current Firm

DYNAMIC WEALTH STRATEGIES, LLC

CRD#: 167594 / SEC#: 801-126356

RIA

Registered Investment Advisory firm - (8/9/2022 Approved)

California

Registered Investment Advisory firm - (9/22/2022 Terminated)

Texas

Registered Investment Advisory firm - (8/23/2022 Terminated)

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Contact information

Main Address

9700 Village Center Drive Suite 50-a, Granite Bay, CA 95746

Mailing Address

Phone number

(916) 673-3470

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE DOCUMENT FOR ALL CLIENTS (3/18/2025)

Regulatory assets under management

Total Number of Accounts	429
AUM (Assets Under Management)	$ 144,952,783

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Nathan C. Ankney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Christopher Ankney's CRS (Customer Relationship Summary).

Certified licenses

Experience

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

AFA ADVISOR SERVICES LLC

AFA FINANCIAL GROUP, LLC

ALTANES INVESTMENTS, LLC

LIFESTYLE DESIGN GROUP LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

DYNAMIC WEALTH STRATEGIES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/10/2010

Series 65

Date: 9/25/2001

Series 7

Date: 12/10/2007

Series 24

Date: 11/26/2008

Current Firm

DYNAMIC WEALTH STRATEGIES, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DYNAMIC WEALTH STRATEGIES, LLC

TRUST BUT VERIFY

Contact information

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