NB
Neal B. Bobys
RESEARCH FINANCIAL STRATEGIES
Rockville, MD 20850-3264
Some features on this profile are disabled
CRD#: 24446
NB
Professional summary
Neal Bacher Bobys is a registered financial advisor currently at RESEARCH FINANCIAL STRATEGIES located in Rockville, Maryland.
Neal is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1969. Neal has worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 10/09/06 ENTITY MANAGEMENT LLC, COMPANY MANAGES INVESTMENT PROPERTIES 0% OF TIME SPENT NEAL BOBYS 45% OWNER GREG FREIDMMAN 55%OWNER
2. 10/09/06 MALCOM ROAD ASSOCIATES LIMITED PARTNERSHIP, OWNS SHOPPING CENTER 0% TIME SPENT
3. 10/09/06 4620 HARFORD ROAD GENERAL PUBLIC PARTNERSHIP, OWNS BUILDINGS AND RENTS OUT 0% OF TIME SPENT NEAL BOBYS 15% OWNER OTHER OWNERS UNKNOWN
4.KUSHNER INVESTMENT LIMTED PARTNERSHIP, OWNS REAL ESTATE 0% OF TIME SPENT
5. 10/09/06 THE BOBYS FAMILY LIMITED PARTNERSHIP 0% TIEM SPENT
6. 10/09/06 EXECUTIVE MEDIA COMMUNICATIONS INC MEDIA BUYING COMPANY 25% OF TIME SPENT
7. 10/09/06 BOBYS & ASSOCIATES INC TELECOM CONSULTANT FOR BUSINESS & RESIDENTIAL TELEPHONE SYSTEMS AND SUPPLIES 15% TIEM SPENT
8. 11/10/09 - OTHER, ECRUISERS.COM LLC, PROVIDING SHUTTLE CART TRANSPORTATION TO THE PUBLIC. TITLE IS VP AND TREASURER. ECRUISERS.COM LLC IS COMPANY NAME. DUTIES ARE ADMINISTRATIVE. CAN MAKE LEGALLY BINDING COMPANY DECISIONS. 5% OF TIME, MD.
9. 01/02/2013 - RESEARCH FINANCIAL STRATEGIES DOING ADVISORY BUSINESS FOR REUTEMANN FINANCIAL SOLUTIONS, INC., ROCKVILLE, MD.
CRS (Client Relationship Summary) - RIA
Click below to view Neal Bacher Bobys's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 3, 2013 - Present
RESEARCH FINANCIAL STRATEGIES
Office #1: 2273 Research Blvd Suite 101, Rockville, MD 20850-3264RIA
CRD#: 153247
Rockville, MD
Past
November 14, 2006 - August 7, 2012
LPL FINANCIAL LLC
BD
CRD#: 6413
ROCKVILLE, MD
Past
July 28, 1987 - December 31, 1988
SOUTHMARK FINANCIAL SERVICES, INC.
BD
CRD#: 6518
Past
April 29, 1982 - October 15, 1987
INTERVEST GROUP, INC.
BD
CRD#: 8767
Past
March 30, 1982 - June 3, 1982
INDEPENDENT FINANCIAL PLANNERS CORPORATION
BD
CRD#: 653
Past
May 5, 1977 - November 3, 1977
HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED
BD
CRD#: 7394
Past
March 30, 1977 - May 5, 1977
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
BD
CRD#: 412
Past
November 10, 1969 - June 2, 1981
VERAVEST INVESTMENTS, INC.
BD
CRD#: 3960
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RF
RESEARCH FINANCIAL STRATEGIES
APPLIED FINANCIAL WISDOM | WINSTON PAUL CAPITAL MANAGEMENT | WEALTH PLANNING CONCEPTS, LLC | TRUE PRIVATE WEALTH MANAGEMENT | THE LEGACY FOUNDATION, LLC | THE CAPITAL GROUP OF VIRGINIA | REUTEMANN FINANCIAL SOLUTIONS, INC. | RETIREMENT INVESTMENT STRATEGIES, LLC | RETIREMENT INVESTMENT STRATEGIES | RESEARCH FINANCIAL STRATEGIES | PEACE OF MIND WEALTH MANAGEMENT | P.A. FINANCIAL SERVICES CORPORATION | LANDIS FINANCIAL SERVICES | KEYARX CAPITAL ADVISORS | KEYARK CAPITAL ADVISORS | JC FINANCIAL | GOAR FINANCIAL SERVICES | FINANCIAL SECURITY GROUP
CRD#: 153247 / SEC#: 801-71400
RIA
Registered Investment Advisory firm - (5/3/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maryland(1/3/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 7/30/1969
Registered Representative ExaminationCurrent Firm
RF
RESEARCH FINANCIAL STRATEGIES
APPLIED FINANCIAL WISDOM | WINSTON PAUL CAPITAL MANAGEMENT | WEALTH PLANNING CONCEPTS, LLC | TRUE PRIVATE WEALTH MANAGEMENT | THE LEGACY FOUNDATION, LLC | THE CAPITAL GROUP OF VIRGINIA | REUTEMANN FINANCIAL SOLUTIONS, INC. | RETIREMENT INVESTMENT STRATEGIES, LLC | RETIREMENT INVESTMENT STRATEGIES | RESEARCH FINANCIAL STRATEGIES | PEACE OF MIND WEALTH MANAGEMENT | P.A. FINANCIAL SERVICES CORPORATION | LANDIS FINANCIAL SERVICES | KEYARX CAPITAL ADVISORS | KEYARK CAPITAL ADVISORS | JC FINANCIAL | GOAR FINANCIAL SERVICES | FINANCIAL SECURITY GROUP
CRD#: 153247 / SEC#: 801-71400
RIA
Registered Investment Advisory firm - (5/3/2010 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2273 Research Blvd Suite 101, Rockville, MD 20850-3264
Mailing Address
Phone number
(301) 294-7500
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (22 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,365 |
| AUM (Assets Under Management) | $ 254,445,293 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
