Mark D. Wendell

MD WEALTH PARTNERS,

Westlake Village, CA 91362

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CRD#: 2444592

Professional summary

Mark D Wendell, who also goes by Mark Dwayne Wendell, is a registered financial advisor currently at MD WEALTH PARTNERS, INC located in Westlake Village, California.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Mark has worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 22 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark Dwayne Wendell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MD WENDELL WEALTH PARTNERS; OWNER; START 8/2009 INSURANCE PRODUCT(LIFE INSURANCE AND ANNUITIES AND LTC 6/11 3 HRS/MO; 3 HRS/MO DURING TRADING/SERVICES)

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark D Wendell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 22, 2016 - Present

MD WEALTH PARTNERS, INC

Office #1: 4550 East Thousand Oaks Blvd. Suite 150, Westlake Village, CA 91362

RIA

CRD#: 159131

Westlake Village, CA

Past

August 17, 2009 - March 15, 2012

PLANMEMBER SECURITIES CORPORATION

RIA

CRD#: 11869

WESTLAKE VILLAGE, CA

Past

August 17, 2009 - March 15, 2012

PLANMEMBER SECURITIES CORPORATION

CRD#: 11869

WESTLAKE VILLAGE, CA

Past

March 16, 2006 - August 17, 2009

WESCOM FINANCIAL SERVICES

RIA

CRD#: 125650

THOUSAND OAKS, CA

Past

January 12, 2005 - August 17, 2009

WESCOM FINANCIAL SERVICES

CRD#: 125650

THOUSAND OAKS, CA

Past

September 30, 2003 - December 1, 2003

PARTNERVEST SECURITIES, INC.

CRD#: 104134

SANTA BARBARA, CA

Past

September 24, 2003 - December 1, 2003

PARTNERVEST ADVISORY SERVICES LLC

RIA

CRD#: 113621

SANTA BARBARA, CA

Past

March 29, 2001 - August 20, 2002

PRUDENTIAL EQUITY GROUP, LLC

RIA

CRD#: 7471

SANTA BARBARA, CA

Past

March 21, 2001 - August 20, 2002

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

June 15, 1995 - March 23, 2001

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

May 1, 1995 - May 12, 1995

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

March 22, 1994 - February 27, 1995

AMERIVEST FINANCIAL GROUP, INC.

CRD#: 30930

WOODLAND HILLS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/22/2016)

IAR

Texas
(8/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/15/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/21/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/18/1995

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 3/21/1994

Direct Participation Programs Representative Examination

Current Firm

MD WEALTH PARTNERS, INC

MD WEALTH PARTNERS INC. | WENDELL, MARK DWAYNE | WENDELL, MARK D | MD WENDELL WEALTH PARTNERS | MD WEALTH PARTNERS, INC

CRD#: 159131 / SEC#:

California

Registered Investment Advisory firm - (1/25/2012 Approved)

Texas

Registered Investment Advisory firm - (7/25/2024 Conditional Restricted)

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Contact information

Main Address

4550 East Thousand Oaks Blvd. Suite 150, Westlake Village, CA 91362

Mailing Address

Phone number

(805) 230-1908

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	220
AUM (Assets Under Management)	$ 54,612,789

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark D. Wendell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark D Wendell's CRS (Customer Relationship Summary).

Certified licenses

Experience

PLANMEMBER SECURITIES CORPORATION

PLANMEMBER SECURITIES CORPORATION

WESCOM FINANCIAL SERVICES

WESCOM FINANCIAL SERVICES

PARTNERVEST SECURITIES, INC.

PARTNERVEST ADVISORY SERVICES LLC

PRUDENTIAL EQUITY GROUP, LLC

PRUDENTIAL EQUITY GROUP, LLC

CITIGROUP GLOBAL MARKETS INC.

EDWARD JONES

AMERIVEST FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/15/1996

Series 63

Date: 3/21/1994

Series 7

Date: 4/18/1995

Series 22

Date: 3/21/1994

Current Firm

MD WEALTH PARTNERS, INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MD WEALTH PARTNERS, INC

TRUST BUT VERIFY

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