Joseph B. Carroll
Professional summary
Joseph Barry Carroll, who also goes by Joseph Carroll, is a registered financial advisor currently at THE CARROLL GROUP, INC. located in Atlanta, Georgia.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Joseph has worked at 1 firm and has passed the Series 65 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Barry Carroll's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 5, 2008 - Present
THE CARROLL GROUP, INC.
Primary Firm SEC Registration
THE CARROLL GROUP, INC.
CRD#: 146977 / SEC#: 801-132891
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/5/2008)
Exams
Series 2
Date: 3/31/1994
Non-Member General Securities ExaminationCurrent Firm
THE CARROLL GROUP, INC.
CRD#: 146977 / SEC#: 801-132891
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8 |
| AUM (Assets Under Management) | $ 133,691,642 |
Red Flags
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