CH
Christopher T. Holder
SOUTHERN FINANCIAL GROUP
Birmingham, AL 35242
Some features on this profile are disabled
CRD#: 2444532
CH
Professional summary
Christopher Todd Holder, CFP® is a registered financial advisor currently at SOUTHERN FINANCIAL GROUP, LLC located in Birmingham, Alabama and OSAIC WEALTH, INC. located in Birmingham, Alabama.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Christopher has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1-SOUTHERN FINANCIAL GROUP LLC; INVESTMENT RELATED;700 Corporate Parkway,Birmingham,AL 35242; RIA; OWNER, PARTNER; 11/2006; FULL TIME; FULL TIME; COMPENSATION-FEE BASED ON AUM; FINANCIAL ADVISOR AND CFO. 2-TRIAD ADVISORS, INC., INVESTMENT RELATED; , REGISTERED REPRESENTATIVE OF TRIAD WHICH IS A BROKER/DEALER SINCE 2001. 3)DRAKE CONSULTING GROUP;NOT INVESTMENT RELATED;700 Corporate Parkway,Birmingham,AL 35242;TERM & WHOLE LIFE INSURANCE SALES;OWNER;1/1/2013;3 HRS/MONTH;0 HRS DURING TRADING;TERM & WHOLE LIFE INSURANCE SALES 4)Southern Financial Group LLC;700 Corporate Parkway,Birmingham,AL 35242;tax return preparation;owner/partner;3/2007;part-time during tax filing season;tax preparation/planning 5) SOUTHERN PROPERTIES GROUP, LLC;700 Corporate Parkway,Birmingham,AL 35242; not investment related; LLC owns an office building (Office Rental Building); Owner; 06/13/17; 2-4 hours per month; 0 hours daily; General Maintenance/ book keeping; 6) C. Todd Holder; 1425 Legacy Dr. Birmingham, AL 35242; not investment related; Rental Properties; Owner; 2007; 2 to 4 hours per month; 0 hours per trade day; General maintenance/accounting; 7)Drake Timberlands,LLC;not investment related;1425 Legacy Drive,Birmingham,AL 35242;timber land;owner;2007;5 hrs/month;0 hrs during trading;owner of approx. 3,000 acres of timberland, oversee management, annual burning, keep roads in good shape 8)TCG 800 Corporate LLC;not investment related;800 Corporate Parkway,Birmingham,AL 35242;office building purchase/rental;owner;11/3/2020;1 hr/month;0 hrs during trading;owner of the building 9)R&R Packaging,LLC;not investment related;1032 Inverness Cove Way,Birmingham,AL 35242;providing packaging solutions for manufacturing industries;passive investor;3/1/2021;1 hr/month;0 hrs during trading;passive investor 10)Just Keep Smiling;not investment related;999 Mount Olive Road,Gardendale,AL 35071;non-profit organization that provides financial aid for families with critically ill children;board of directors;2012;2 hrs/month;0 hrs during trading;help with planning activities through the board of directors 11)TCG 5508 Eastcliff,LLC;not investment related;800 Corporate Pkwy,Birmingham,AL 35242;llc formed to purchase and lease commercial retail/warehouse space;passive investor;11/29/2022;1 hr/month;0 hrs during trading;passive investor
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Todd Holder's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 9, 2007 - Present
SOUTHERN FINANCIAL GROUP, LLC
Office #1: 700 Corporate Parkway, Birmingham, AL 35242RIA
CRD#: 142644
Birmingham, AL
Current
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 700 Corporate Parkway, Birmingham, AL 35242RIA
BD
CRD#: 23131
BIRMINGHAM, AL
Past
January 26, 2006 - April 25, 2007
MONEY MANAGEMENT SERVICES INC
RIA
CRD#: 106832
BIRMINGHAM, AL
Past
January 2, 2001 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
BIRMINGHAM, AL
Past
May 6, 1994 - January 17, 2001
VERAVEST INVESTMENTS, INC.
BD
CRD#: 3960
WORCESTER, MA
Past
January 27, 1994 - May 16, 1994
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
January 27, 1994 - May 16, 1994
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SOUTHERN FINANCIAL GROUP, LLC
SOUTHERN FINANCIAL GROUP, LLC
CRD#: 142644 / SEC#: 801-67489
RIA
Registered Investment Advisory firm - (2/9/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Alabama(2/13/2007)
RR
Alabama(8/23/2024)
RR
Georgia(8/23/2024)
IAR
Louisiana(10/10/2017)
IAR
Texas(2/9/2007)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SF
SOUTHERN FINANCIAL GROUP, LLC
SOUTHERN FINANCIAL GROUP, LLC
CRD#: 142644 / SEC#: 801-67489
RIA
Registered Investment Advisory firm - (2/9/2007 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
700 Corporate Parkway, Birmingham, AL 35242
Mailing Address
Phone number
(205) 383-1415
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,492 |
| AUM (Assets Under Management) | $ 936,121,455 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SOUTHERN FINANCIAL GROUP, LLC
CRD#: 142644Birmingham, AL 35242TRUST BUT VERIFY
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