Christopher T. Holder

SOUTHERN FINANCIAL GROUP

Birmingham, AL 35242

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CRD#: 2444532

Professional summary

Christopher Todd Holder, CFP® is a registered financial advisor currently at SOUTHERN FINANCIAL GROUP, LLC located in Birmingham, Alabama and OSAIC WEALTH, INC. located in Birmingham, Alabama.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Christopher has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Todd Holder's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

February 9, 2007 - Present

SOUTHERN FINANCIAL GROUP, LLC

Office #1: 700 Corporate Parkway, Birmingham, AL 35242

RIA

CRD#: 142644

Birmingham, AL

Current

August 23, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 700 Corporate Parkway, Birmingham, AL 35242

RIA

CRD#: 23131

BIRMINGHAM, AL

Past

January 26, 2006 - April 25, 2007

MONEY MANAGEMENT SERVICES INC

RIA

CRD#: 106832

BIRMINGHAM, AL

Past

January 2, 2001 - August 23, 2024

TRIAD ADVISORS LLC

CRD#: 25803

BIRMINGHAM, AL

Past

May 6, 1994 - January 17, 2001

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

Past

January 27, 1994 - May 16, 1994

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

January 27, 1994 - May 16, 1994

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SOUTHERN FINANCIAL GROUP, LLC

CRD#: 142644 / SEC#: 801-67489

RIA

Registered Investment Advisory firm - (2/9/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Alabama
(2/13/2007)

Alabama
(8/23/2024)

Georgia
(8/23/2024)

IAR

Louisiana
(10/10/2017)

IAR

Texas
(2/9/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 1/26/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/20/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/26/1994

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

SOUTHERN FINANCIAL GROUP, LLC

CRD#: 142644 / SEC#: 801-67489

RIA

Registered Investment Advisory firm - (2/9/2007 Approved)

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Contact information

Main Address

700 Corporate Parkway, Birmingham, AL 35242

Mailing Address

Phone number

(205) 383-1415

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SOUTHERN FINANCIAL GROUP, LLC ADV COMPLETE BROCHURE (3/12/2025)

Regulatory assets under management

Total Number of Accounts	2,492
AUM (Assets Under Management)	$ 936,121,455

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher T. Holder

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Todd Holder's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

MONEY MANAGEMENT SERVICES INC

TRIAD ADVISORS LLC

VERAVEST INVESTMENTS, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

Primary Firm SEC Registration

SOUTHERN FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/26/1994

SIE

Date: 10/1/2018

Series 7

Date: 3/20/1996

Series 6

Date: 1/26/1994

FINRA

Current Firm

SOUTHERN FINANCIAL GROUP, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SOUTHERN FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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