John M. Song
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Michael Song, who also goes by John Song, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1994. John had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 2015 - April 24, 2015
AUERBACH GRAYSON & COMPANY LLC
July 2, 2012 - February 13, 2013
VIRTU AMERICAS LLC
May 18, 2012 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
January 19, 2012 - May 10, 2012
G-2 TRADING,LLC
August 10, 2000 - March 1, 2002
SHINHAN SECURITIES AMERICA, INC.
September 10, 1997 - March 4, 1998
ROBERT FLEMING INC.
June 5, 1996 - August 4, 1997
SCHRODER & CO. INC.
December 14, 1994 - May 14, 1996
ABN AMRO SECURITIES LLC
June 30, 1994 - November 1, 1994
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AUERBACH GRAYSON & COMPANY LLC
CRD#: 30761 / SEC#: , 8-45136
Contact information
FINRA licenses (13 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
