Kelly Snieder
Professional summary
Kelly Snieder, who also goes by Kelly Snider, is a registered financial professional currently at BROOKLIGHT PLACE SECURITIES, INC. located in Sioux Center, Iowa.
Kelly is registered as a RR (Registered Representative) and started their career in finance in 1994. Kelly has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kelly Snieder's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 1, 2002 - Present
BROOKLIGHT PLACE SECURITIES, INC.
Office #1: 906 Main Street, Sioux Center, IA 51250February 14, 2017 - January 18, 2019
INTERACTIVE FINANCIAL ADVISORS
January 3, 1996 - January 1, 2002
IAC SECURITIES, INC.
February 25, 1994 - December 15, 1995
IAC SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/8/2008)
(1/1/2002)
(2/5/2021)
(5/30/2023)
(3/10/2022)
(1/1/2002)
(1/1/2002)
(11/6/2006)
(1/2/2008)
(1/1/2002)
(9/2/2010)
Exams
FINRA
Current Firm
BROOKLIGHT PLACE SECURITIES, INC.
CRD#: 15764 / SEC#: 801-61232, 8-32673
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRAC ENTERPRISES LLC | SHAREHOLDER | |
| BROKERS ALLIANCE, INC. | SHAREHOLDER | |
| TRUHLAR, CHARLES ANTHONY | OWNER OF SHAREHOLDER, PRESIDENT, CHIEF COMPLIANCE OFFICER | 4533534 |
Red Flags
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