MP
Michael G. Pento
PENTO PORTFOLIO STRATEGIES
Naples, FL 34108
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CRD#: 2444402
MP
Professional summary
Michael Gerard Pento, who also goes by Michael Pento, Michel Gerard Pento, is a registered financial advisor currently at PENTO PORTFOLIO STRATEGIES, LLC located in Naples, Florida.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Michael has worked at 9 firms and has passed the Series 65, Series 63, Series 55 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Pento | Michel Gerard Pento
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Gerard Pento's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 4, 2011 - Present
PENTO PORTFOLIO STRATEGIES, LLC
Office #1: 999 Vanderbilt Beach Rd, Suite 200, Naples, FL 34108RIA
CRD#: 159217
Naples, FL
Past
September 21, 2010 - August 31, 2011
A.G.P. / ALLIANCE GLOBAL PARTNERS
RIA
CRD#: 8361
NEW YORK, NY
Past
August 30, 2010 - August 31, 2011
A.G.P. / ALLIANCE GLOBAL PARTNERS
BD
CRD#: 8361
NEW YORK, NY
Past
January 26, 2007 - December 31, 2009
DELTA GLOBAL ADVISORS
RIA
CRD#: 141109
HUNTINGTON BEACH, CA
Past
February 1, 2006 - January 4, 2007
BOLTON GLOBAL CAPITAL
BD
CRD#: 15650
COLTS NECK, NJ
Past
January 12, 2004 - February 3, 2006
GUNNALLEN FINANCIAL, INC
BD
CRD#: 17609
TAMPA, FL
Past
November 25, 1996 - December 31, 2003
FIRST MONTAUK SECURITIES CORP.
BD
CRD#: 13755
RED BANK, NJ
Past
September 30, 1996 - December 12, 1996
H.J. MEYERS & CO., INC.
BD
CRD#: 15609
ROCHESTER, NY
Past
February 23, 1996 - October 8, 1996
FAGENSON & CO., INC.
BD
CRD#: 1781
NEW YORK, NY
Past
January 28, 1994 - October 12, 1995
SCOTTRADE, INC.
BD
CRD#: 8206
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PP
PENTO PORTFOLIO STRATEGIES, LLC
PENTO PORTFOLIO STRATEGIES | PENTO PORTFOLIO STRATEGIES, LLC
CRD#: 159217 / SEC#: 801-121261
RIA
Registered Investment Advisory firm - (5/20/2021 Approved)Arizona
Registered Investment Advisory firm - (5/21/2021 Terminated)California
Registered Investment Advisory firm - (6/20/2021 Terminated)Colorado
Registered Investment Advisory firm - (5/24/2021 Terminated)Florida
Registered Investment Advisory firm - (5/21/2021 Terminated)Louisiana
Registered Investment Advisory firm - (6/1/2021 Terminated)Michigan
Registered Investment Advisory firm - (5/21/2021 Terminated)Nevada
Registered Investment Advisory firm - (7/14/2021 Terminated)New Jersey
Registered Investment Advisory firm - (6/16/2021 Terminated)New York
Registered Investment Advisory firm - (5/21/2021 Terminated)North Carolina
Registered Investment Advisory firm - (6/2/2021 Terminated)Ohio
Registered Investment Advisory firm - (5/27/2021 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/3/2021 Terminated)Texas
Registered Investment Advisory firm - (5/21/2021 Terminated)Virginia
Registered Investment Advisory firm - (5/21/2021 Terminated)Washington
Registered Investment Advisory firm - (6/22/2021 Terminated)Wisconsin
Registered Investment Advisory firm - (5/21/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(7/16/2019)
IAR
California(1/3/2013)
IAR
Colorado(1/4/2021)
IAR
Florida(1/3/2014)
IAR
Louisiana(8/24/2018)
IAR
Nevada(1/22/2021)
IAR
New Jersey(11/4/2011)
IAR
Ohio(2/5/2021)
IAR
Pennsylvania(12/3/2018)
IAR
Texas(6/20/2013)
IAR
Virginia(6/5/2020)
IAR
Washington(8/31/2020)
IAR
Wisconsin(1/7/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 55
Date: 7/27/1999
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Current Firm
PP
PENTO PORTFOLIO STRATEGIES, LLC
PENTO PORTFOLIO STRATEGIES | PENTO PORTFOLIO STRATEGIES, LLC
CRD#: 159217 / SEC#: 801-121261
RIA
Registered Investment Advisory firm - (5/20/2021 Approved)Arizona
Registered Investment Advisory firm - (5/21/2021 Terminated)California
Registered Investment Advisory firm - (6/20/2021 Terminated)Colorado
Registered Investment Advisory firm - (5/24/2021 Terminated)Florida
Registered Investment Advisory firm - (5/21/2021 Terminated)Louisiana
Registered Investment Advisory firm - (6/1/2021 Terminated)Michigan
Registered Investment Advisory firm - (5/21/2021 Terminated)Nevada
Registered Investment Advisory firm - (7/14/2021 Terminated)New Jersey
Registered Investment Advisory firm - (6/16/2021 Terminated)New York
Registered Investment Advisory firm - (5/21/2021 Terminated)North Carolina
Registered Investment Advisory firm - (6/2/2021 Terminated)Ohio
Registered Investment Advisory firm - (5/27/2021 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/3/2021 Terminated)Texas
Registered Investment Advisory firm - (5/21/2021 Terminated)Virginia
Registered Investment Advisory firm - (5/21/2021 Terminated)Washington
Registered Investment Advisory firm - (6/22/2021 Terminated)Wisconsin
Registered Investment Advisory firm - (5/21/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
999 Vanderbilt Beach Rd, Suite 200, Naples, FL 34108
Mailing Address
Phone number
(732) 772-9500
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (30 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 687 |
| AUM (Assets Under Management) | $ 210,466,543 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
