Raymond M. Manikowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raymond Matthew Manikowski, who also goes by Ray Matthew Manikowski, was a registered financial professional .
Raymond is a previously registered financial professional and started their career in finance in 1995. Raymond had worked at 5 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 27, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 2013 - March 26, 2014
CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.
June 6, 2013 - December 1, 2014
KEPLER CAPITAL MARKETS, INC.
July 29, 2008 - May 31, 2013
SPENCER CLARKE LLC
February 24, 2003 - February 27, 2008
JOSEPH GUNNAR & CO. LLC
March 6, 1995 - April 27, 2001
LADENBURG CAPITAL MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/8/1999
Limited Representative-Equity Trader ExamCurrent Firm
CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.
CRD#: 8010 / SEC#: , 8-24050
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
Red Flags
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