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WT

William L. Tiedt

A TO Z FINANCIAL PLANNING LLC
Oak Creek, WI 53154-1466
Some features on this profile are disabled
CRD#: 2443995
WT

Professional summary

William Lee Tiedt is a registered financial advisor currently at A TO Z FINANCIAL PLANNING LLC located in Oak Creek, Wisconsin.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. William has worked at 2 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Lee Tiedt's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 25, 2020 - Present

A TO Z FINANCIAL PLANNING LLC

Office #1: 7071 S. 13th Street Suite 104, Oak Creek, WI 53154-1466
RIA
CRD#: 146960
Oak Creek, WI
Past

March 30, 1994 - June 29, 1994

AMERIPRISE ADVISOR SERVICES, INC.

BD
CRD#: 5979

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(8/15/2024)
IAR
Wisconsin
(8/25/2020)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/23/2020
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 4/11/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 3
Date: 11/5/1999
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 3/29/1994
General Securities Representative Examination

Current Firm

AT
A TO Z FINANCIAL PLANNING LLC
A TO Z FINANCIAL PLANNING LLC

CRD#: 146960 / SEC#:

Illinois
Registered Investment Advisory firm - (8/15/2024 Approved)
Wisconsin
Registered Investment Advisory firm - (7/24/2008 Approved)
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Contact information

Main Address
7071 S. 13th Street Suite 104, Oak Creek, WI 53154-1466
Mailing Address
Phone number
(414) 856-9800
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts374
AUM (Assets Under Management)$ 45,605,868

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

A TO Z FINANCIAL PLANNING LLC

CRD#: 146960Oak Creek, WI 53154-1466

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