Wayne N. Corcoran

Some features on this profile are disabled

CRD#: 2443949

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Wayne N Corcoran, who also goes by Wayne Nimlo Corcoran, Wayne Corcoran, was a registered financial professional .

Wayne is a previously registered financial professional and started their career in finance in 1994. Wayne had worked at 13 firms and has passed the Series 66, Series 63, Series 7 and Series 62 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Wayne Nimlo Corcoran | Wayne Corcoran

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Calculated Insurance, 20624 W San Miguel Ave, Buckeye, AZ 85396. I sell life Insurance, Fixed Indexed and Growth Annuities to clients. I help client's plan for the future by saving their funds so they can have retirement income. I'm a California Life Insurance Agent and started with Calculated Insurance in 04/2005. I dedicate approximately 120 hrs a month (80 hrs during trading). A Ca. Life Insurance Agent.

Blog Corner

CRS (Client Relationship Summary)

RIA

CRD#: 111514

IRVINE, CA

Past

March 3, 2010 - August 4, 2010

TD AMERITRADE, INC.

CRD#: 7870

IRVINE, CA

Past

October 5, 2000 - March 10, 2010

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

MISSION VIEJO, CA

Past

June 28, 1999 - March 10, 2010

CHARLES SCHWAB & CO., INC.

CRD#: 5393

MISSION VIEJO, CA

Past

June 1, 1998 - November 20, 1998

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Past

May 27, 1998 - June 1, 1998

JACK WHITE & COMPANY, INC.

CRD#: 7645

Past

July 8, 1997 - March 18, 1998

ROBERT THOMAS SECURITIES, INC

CRD#: 10147

ST. PETERSBURG, FL

Past

October 3, 1994 - January 2, 1997

TAGLICH BROTHERS, INC.

CRD#: 29102

COLD SPRING HARBOR, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INVESTMENT RESEARCH CORP

INVESTMENT RESEARCH CORP | WORLD CAPITAL BROKERAGE ADVISORY SERVICES

CRD#: 108208 / SEC#: 801-8599

RIA

Registered Investment Advisory firm - (4/26/1972 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/31/2000

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/17/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/16/1995

General Securities Representative Examination

General Industry/Product Exam

Series 62

Date: 10/1/1994

Corporate Securities Limited Representative Examination

Current Firm

INVESTMENT RESEARCH CORP

INVESTMENT RESEARCH CORP | WORLD CAPITAL BROKERAGE ADVISORY SERVICES

CRD#: 108208 / SEC#: 801-8599

RIA

Registered Investment Advisory firm - (4/26/1972 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1636 North Logan Street, Denver, CO 80203

Mailing Address

Phone number

(303) 626-0634

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IRC BROCHURE (3/6/2025)

IRC WRAP BROCHURE (3/6/2025)

Regulatory assets under management

Total Number of Accounts	177
AUM (Assets Under Management)	$ 63,421,004

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Wayne N. Corcoran

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

INVESTMENT RESEARCH CORP

CORCORAN WEALTH MANAGEMENT LLC

J. W. COLE ADVISORS, INC.

J.W. COLE FINANCIAL, INC.

FINANCIAL WEST GROUP

FINANCIAL WEST GROUP

TORREY PINES SECURITIES, INC.

TORREY PINES SECURITIES, INC.

WORLD EQUITY GROUP, INC.

WORLD EQUITY GROUP, INC.

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

TD AMERITRADE, INC.

JACK WHITE & COMPANY, INC.

ROBERT THOMAS SECURITIES, INC

TAGLICH BROTHERS, INC.

Primary Firm SEC Registration

INVESTMENT RESEARCH CORP

State Registrations and Notice Filings

Exams

Series 66

Date: 8/31/2000

Series 63

Date: 10/17/1994

Series 7

Date: 6/16/1995

Series 62

Date: 10/1/1994

Current Firm

INVESTMENT RESEARCH CORP

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INVESTMENT RESEARCH CORP

TRUST BUT VERIFY

Similar Advisors