Peter L. Hervoyavich
Professional summary
Peter Louis Hervoyavich JR is a registered financial professional currently at CINCAP INVESTMENT GROUP, LLC located in Cincinnati, Ohio.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1973. Peter has worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Louis Hervoyavich JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 11, 2020 - Present
CINCAP INVESTMENT GROUP, LLC
Office #1: 455 Delta Ave. Suite 207, Cincinnati, OH 45226December 3, 2009 - June 15, 2020
ROSS, SINCLAIRE & ASSOCIATES, LLC
December 15, 1989 - December 21, 2009
COMMONWEALTH SECURITIES AND INVESTMENTS, INC.
May 23, 1988 - November 17, 1989
LEGG MASON WOOD WALKER, INCORPORATED
May 25, 1973 - May 31, 1988
CUNNINGHAM, SCHMERTZ & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/27/2021)
(2/3/2021)
(12/11/2020)
(12/16/2020)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 5/21/1973
Registered Representative ExaminationSeries 40
Date: 3/14/1977
Registered Principal ExaminationFINRA
Current Firm
CINCAP INVESTMENT GROUP, LLC
CRD#: 118392 / SEC#: , 8-53652
Contact information
FINRA licenses (38 States and Territories)
Red Flags
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Company Information
CINCAP INVESTMENT GROUP, LLC
CRD#: 118392Cincinnati, OH 45226TRUST BUT VERIFY
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