Kenneth A. Sutherland

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CRD#: 2443828

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kenneth Allan Sutherland, who also goes by Ken Sutherland, was a registered financial professional .

Kenneth is a previously registered financial professional and started their career in finance in 1994. Kenneth had worked at 5 firms and has passed the Series 63 and Series 6 exams.

Aliases

Ken Sutherland

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

February 4, 1994 - December 31, 1994

SENTRA SECURITIES CORPORATION

CRD#: 10249

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FREEDOM INVESTMENT MANAGEMENT, INC.

CRD#: 126052 / SEC#: 801-68642

RIA

Registered Investment Advisory firm - (1/8/2008 Approved)

Arizona

Registered Investment Advisory firm - (1/10/2008 Terminated)

California

Registered Investment Advisory firm - (1/11/2008 Terminated)

Colorado

Registered Investment Advisory firm - (1/15/2008 Terminated)

Connecticut

Registered Investment Advisory firm - (1/10/2008 Terminated)

Florida

Registered Investment Advisory firm - (1/14/2008 Terminated)

Idaho

Registered Investment Advisory firm - (1/10/2008 Terminated)

Illinois

Registered Investment Advisory firm - (1/8/2008 Terminated)

Indiana

Registered Investment Advisory firm - (1/10/2008 Terminated)

Iowa

Registered Investment Advisory firm - (1/11/2008 Terminated)

Maryland

Registered Investment Advisory firm - (1/31/2008 Terminated)

Massachusetts

Registered Investment Advisory firm - (1/14/2008 Terminated)

New Jersey

Registered Investment Advisory firm - (1/10/2008 Terminated)

North Carolina

Registered Investment Advisory firm - (1/10/2008 Terminated)

Ohio

Registered Investment Advisory firm - (1/10/2008 Terminated)

Texas

Registered Investment Advisory firm - (1/10/2008 Terminated)

Virginia

Registered Investment Advisory firm - (1/17/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/3/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 2/3/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FREEDOM INVESTMENT MANAGEMENT, INC.

CRD#: 126052 / SEC#: 801-68642

RIA

Registered Investment Advisory firm - (1/8/2008 Approved)

Arizona

Registered Investment Advisory firm - (1/10/2008 Terminated)

California

Registered Investment Advisory firm - (1/11/2008 Terminated)

Colorado

Registered Investment Advisory firm - (1/15/2008 Terminated)

Connecticut

Registered Investment Advisory firm - (1/10/2008 Terminated)

Florida

Registered Investment Advisory firm - (1/14/2008 Terminated)

Idaho

Registered Investment Advisory firm - (1/10/2008 Terminated)

Illinois

Registered Investment Advisory firm - (1/8/2008 Terminated)

Indiana

Registered Investment Advisory firm - (1/10/2008 Terminated)

Iowa

Registered Investment Advisory firm - (1/11/2008 Terminated)

Maryland

Registered Investment Advisory firm - (1/31/2008 Terminated)

Massachusetts

Registered Investment Advisory firm - (1/14/2008 Terminated)

New Jersey

Registered Investment Advisory firm - (1/10/2008 Terminated)

North Carolina

Registered Investment Advisory firm - (1/10/2008 Terminated)

Ohio

Registered Investment Advisory firm - (1/10/2008 Terminated)

Texas

Registered Investment Advisory firm - (1/10/2008 Terminated)

Virginia

Registered Investment Advisory firm - (1/17/2008 Terminated)

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Contact information

Main Address

1645 Ellington Rd 3rd Floor, South Windsor, CT 06074

Mailing Address

Po Box 1131, South Windsor, CT 06074-7131

Phone number

(860) 291-1998

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (41 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FREEDOM PART 2A BROCHURE (2/4/2026)

FREEDOM WRAP FEE PROGRAM BROCHURE (2/4/2026)

Regulatory assets under management

Total Number of Accounts	925
AUM (Assets Under Management)	$ 568,650,228

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kenneth A. Sutherland

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FREEDOM INVESTMENT MANAGEMENT, INC.

AE WEALTH MANAGEMENT, LLC

FREEDOM INVESTMENT MANAGEMENT, INC.

LIFEPLAN GROUP

LIFEPLAN GROUP

HORTER INVESTMENT MANAGEMENT, LLC

SENTRA SECURITIES CORPORATION

Primary Firm SEC Registration

FREEDOM INVESTMENT MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/3/1994

Series 6

Date: 2/3/1994

Current Firm

FREEDOM INVESTMENT MANAGEMENT, INC.

Contact information

SEC notice filing (41 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FREEDOM INVESTMENT MANAGEMENT, INC.

TRUST BUT VERIFY

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