Heidi A. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Heidi Ann Johnson was a registered financial professional .
Heidi is a previously registered financial professional and started their career in finance in 1994. Heidi had worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 52, Series 7, Series 6, Series 53, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2020 - December 31, 2025
FORT POINT CAPITAL PARTNERS LLC
August 29, 2018 - October 7, 2021
GORDIAN INVESTMENTS, LLC
January 2, 2018 - February 21, 2019
FUNDING CIRCLE SECURITIES LLC
September 15, 2017 - February 6, 2018
PUBVEST SECURITIES, LLC
August 16, 2017 - March 22, 2018
CYPRESS POINT CAPITAL MANAGEMENT, LLC
January 6, 2015 - July 29, 2016
PROTECTED INVESTORS OF AMERICA
January 6, 2015 - August 25, 2016
PROTECTED INVESTORS OF AMERICA
December 5, 2014 - January 2, 2015
GORDIAN INVESTMENTS, LLC
January 13, 2014 - June 20, 2014
GORDIAN INVESTMENTS, LLC
May 14, 2004 - June 28, 2006
DEUTSCHE BANK SECURITIES INC.
February 1, 2000 - June 13, 2002
J.P. MORGAN SECURITIES INC.
June 24, 1997 - February 1, 2000
HAMBRECHT & QUIST LLC
January 20, 1994 - October 1, 1996
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
FORT POINT CAPITAL PARTNERS LLC
CRD#: 146759 / SEC#: 801-69650
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 8/13/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
FORT POINT CAPITAL PARTNERS LLC
CRD#: 146759 / SEC#: 801-69650
Contact information
SEC notice filing (19 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,413 |
| AUM (Assets Under Management) | $ 2,002,678,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 11/20/2024 | ||
| 04/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
