Heidi A. Johnson

FORT POINT CAPITAL PARTNERS LLC

San Francisco, CA 94111

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CRD#: 2443764

Professional summary

Heidi Ann Johnson is a registered financial advisor currently at FORT POINT CAPITAL PARTNERS LLC located in San Francisco, California.

Heidi is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Heidi has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 52, Series 7, Series 6, Series 53, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1- NOB: PARKSIDE COMPLIANCE PARTNERS, LLC. TITLE: MANAGING PARTNER, BUSINESS OWNER AND OPERATOR. STARTED 07/01/2021. DUTIES: PROVIDE REGULATORY COMPLIANCE CONSULTING SERVICES TO REGISTERED INVESTMENT ADVISOR FIRMS. CCO FOR VARIOUS SEC REGISTERED INVESTMENT ADVISERS: VERNAL POINT ADVISORS, LLC (CRD#166587); FORT POINT CAPITAL PARTNERS LLC (CRD#146759). NOT INVESTMENT RELATED. APPROX 40 HOURS PER WEEK.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Heidi Ann Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 6, 2020 - Present

FORT POINT CAPITAL PARTNERS LLC

Office #1: 275 Sacramento Street 8th Floor, San Francisco, CA 94111

RIA

CRD#: 146759

San Francisco, CA

Past

August 29, 2018 - October 7, 2021

GORDIAN INVESTMENTS, LLC

CRD#: 158611

LAFAYETTE, CA

Past

January 2, 2018 - February 21, 2019

FUNDING CIRCLE SECURITIES LLC

CRD#: 149479

San Francisco, CA

Past

September 15, 2017 - February 6, 2018

PUBVEST SECURITIES, LLC

CRD#: 166428

SAN FRANCISCO, CA

Past

August 16, 2017 - March 22, 2018

CYPRESS POINT CAPITAL MANAGEMENT, LLC

RIA

CRD#: 154949

SAN FRANCISCO, CA

Past

January 6, 2015 - July 29, 2016

PROTECTED INVESTORS OF AMERICA

RIA

CRD#: 6082

SAN FRANCISCO, CA

Past

January 6, 2015 - August 25, 2016

PROTECTED INVESTORS OF AMERICA

CRD#: 6082

SAN FRANCISCO, CA

Past

December 5, 2014 - January 2, 2015

GORDIAN INVESTMENTS, LLC

CRD#: 158611

SAN FRANCISCO, CA

Past

January 13, 2014 - June 20, 2014

GORDIAN INVESTMENTS, LLC

CRD#: 158611

OREGON HOUSE, CA

Past

May 14, 2004 - June 28, 2006

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

February 1, 2000 - June 13, 2002

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

June 24, 1997 - February 1, 2000

HAMBRECHT & QUIST LLC

CRD#: 940

SAN FRANCISCO, CA

Past

January 20, 1994 - October 1, 1996

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FORT POINT CAPITAL PARTNERS LLC

CRD#: 146759 / SEC#: 801-69650

RIA

Registered Investment Advisory firm - (10/24/2008 Approved)

California

Registered Investment Advisory firm - (10/28/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/6/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/24/2014

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/26/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 11/16/2017

National Commodity Futures Examination

General Industry/Product Exam

Series 52

Date: 8/4/2015

Municipal Securities Representative Examination

General Industry/Product Exam

Series 7

Date: 1/13/2014

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/18/1994

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 53

Date: 8/14/2015

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/25/2014

General Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 8/13/1998

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

FORT POINT CAPITAL PARTNERS LLC

CRD#: 146759 / SEC#: 801-69650

RIA

Registered Investment Advisory firm - (10/24/2008 Approved)

California

Registered Investment Advisory firm - (10/28/2008 Terminated)

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Contact information

Main Address

275 Sacramento Street 8th Floor, San Francisco, CA 94111

Mailing Address

Phone number

(415) 449-0570

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORT POINT ADV PART 2A BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,413
AUM (Assets Under Management)	$ 2,002,678,000

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/24/2025	Cover Page	Report
11/20/2024	Cover Page	Report
04/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Heidi A. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Heidi Ann Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

GORDIAN INVESTMENTS, LLC

FUNDING CIRCLE SECURITIES LLC

PUBVEST SECURITIES, LLC

CYPRESS POINT CAPITAL MANAGEMENT, LLC

PROTECTED INVESTORS OF AMERICA

PROTECTED INVESTORS OF AMERICA

GORDIAN INVESTMENTS, LLC

GORDIAN INVESTMENTS, LLC

DEUTSCHE BANK SECURITIES INC.

J.P. MORGAN SECURITIES INC.

HAMBRECHT & QUIST LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

FORT POINT CAPITAL PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/24/2014

Series 63

Date: 1/26/1994

SIE

Date: 10/1/2018

Series 3

Date: 11/16/2017

Series 52

Date: 8/4/2015

Series 7

Date: 1/13/2014

Series 6

Date: 1/18/1994

Series 53

Date: 8/14/2015

Series 24

Date: 3/25/2014

Series 8

Date: 8/13/1998

Current Firm

FORT POINT CAPITAL PARTNERS LLC

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FORT POINT CAPITAL PARTNERS LLC

TRUST BUT VERIFY

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