Brian K. Robb

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CRD#: 2443748

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brian Kendall Robb was a registered financial professional .

Brian is a previously registered financial professional and started their career in finance in 1994. Brian had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 10, Series 9, Series 26 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME: Bear Creek Federation INV REL: N ADD: P O Box 1722, Colleyville, TX 76034 NATURE: Non-profit parent - child organization (DFW Indian Princess) POSITION: Board member - Bear Creek Federation - Term Jan 2021 - May 2022. NO. HR/MO: 1 hours/ monthly NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Board Member for non-profit father-daughter organization consisting of 5 Nations across the DFW Metroplex.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 17, 2021 - February 7, 2025

USI ADVISORS

RIA

CRD#: 108113

Dallas, TX

Past

January 26, 2021 - February 7, 2025

USI SECURITIES, INC.

CRD#: 43793

Dallas, TX

Past

June 13, 2013 - December 31, 2020

MML DISTRIBUTORS, LLC

CRD#: 38030

NORTH RICHLAND HILLS, TX

Past

September 20, 2012 - May 22, 2014

MML INVESTORS SERVICES, LLC

CRD#: 10409

NORTH RICHLAND HILLS, TX

Past

January 1, 2009 - August 30, 2012

TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.

CRD#: 37819

NORTH RICHLAND HILLS, TX

Past

December 11, 2002 - January 1, 2009

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

NORTH RICHLAND HILLS, TX

Past

January 24, 2001 - October 28, 2002

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

November 10, 1999 - January 24, 2001

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SMITHFIELD, RI

Past

January 20, 1994 - November 10, 1999

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

USI ADVISORS

USI ADVISORS | USICG ADVISORS INC. | USICG ADVISORS INC | USI ADVISORS, INC.

CRD#: 108113 / SEC#: 801-56622

RIA

Registered Investment Advisory firm - (6/18/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/17/2021

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/19/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/5/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/14/1994

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 26

Date: 11/28/2007

Investment Company Products/Variable Contracts Principal Examination

Principal/Supervisory Exam

Series 8

Date: 12/29/1998

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

USI ADVISORS

USI ADVISORS | USICG ADVISORS INC. | USICG ADVISORS INC | USI ADVISORS, INC.

CRD#: 108113 / SEC#: 801-56622

RIA

Registered Investment Advisory firm - (6/18/1999 Approved)

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Contact information

Main Address

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033

Mailing Address

Phone number

(860) 633-5283

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (49 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

USIA ADV 2A - JULY 2025 (7/3/2025)

Regulatory assets under management

Total Number of Accounts	1,346
AUM (Assets Under Management)	$ 48,864,913,348

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Brian K. Robb

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

USI SECURITIES, INC.

MML DISTRIBUTORS, LLC

MML INVESTORS SERVICES, LLC

TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.

HIMCO DISTRIBUTION SERVICES COMPANY

FIDELITY BROKERAGE SERVICES LLC

FIDELITY DISTRIBUTORS COMPANY LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

USI ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 3/17/2021

Series 63

Date: 1/19/1994

SIE

Date: 10/1/2018

Series 7

Date: 5/5/1995

Series 6

Date: 1/14/1994

Series 10

Date: 1/2/2023

Series 9

Date: 1/2/2023

Series 26

Date: 11/28/2007

Series 8

Date: 12/29/1998

Current Firm

USI ADVISORS

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

USI ADVISORS

TRUST BUT VERIFY

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