TH
Timothy D. Hiscock
APOLLON WEALTH MANAGEMENT
Portland, ME 04101
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CRD#: 2443734
TH
Professional summary
Timothy Deane Hiscock is a registered financial advisor currently at APOLLON WEALTH MANAGEMENT, LLC located in Portland, Maine.
Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Timothy has worked at 8 firms and has passed the Series 66, Series 57TO, SIE, Series 55, Series 25 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Deane Hiscock's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 26, 2021 - Present
APOLLON WEALTH MANAGEMENT, LLC
Office #1: 1 Canal Plaza Suite 801, Portland, ME 04101RIA
CRD#: 291902
Portland, ME
Past
August 26, 2021 - October 18, 2024
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Portland, ME
Past
January 11, 2005 - September 7, 2021
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
PORTLAND, ME
Past
November 12, 2004 - September 7, 2021
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
PORTLAND, ME
Past
May 1, 2000 - January 22, 2004
SOUNDVIEW TECHNOLOGY CORPORATION
BD
CRD#: 15425
OLD GREENWICH, CT
Past
May 3, 1999 - May 19, 2000
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
April 9, 1999 - April 29, 1999
ABN AMRO SECURITIES LLC
BD
CRD#: 6540
NEW YORK, NY
Past
May 31, 1995 - February 2, 1999
JPMSI
BD
CRD#: 15733
NEW YORK, NY
Past
November 8, 1994 - May 9, 1995
S.G. WARBURG & CO. INC.
BD
CRD#: 1483
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
APOLLON WEALTH MANAGEMENT, LLC
ADI DASSLER INTERNATIONAL FAMILY OFFICE | WESTSIDE WEALTH MANAGEMENT OF APOLLON | WEALTH EMPOWERMENT FINANCIAL GROUP | TREE CITY ADVISORS OF APOLLON | TELOS WEALTH ADVISORS | SUNSHINE WEALTH ADVISORS, LLC | PROPER WEALTH MANAGEMENT | PRISM ADVISORY GROUP | PODESTA CAPITAL APOLLON | PIERSHALE FINANCIAL GROUP OF APOLLON | PELLEY GROUP OF APOLLON | LIVETRAC | JE WILSON OF APOLLON | JASON YOUNG AND ASSOCIATES | CJL | CJ LAWRENCE, A DIVISION OF APOLLON WEALTH MANAGEMENT | CIC WEALTH | CATALYST APOLLON | CASCADE APOLLON | BLUECHIP WEALTH MANAGEMENT | APOLLON WEALTH MANAGEMENT, LLC | APOLLON NEW ENGLAND | APOLLON BRIDGEMARK
CRD#: 291902 / SEC#: 801-112350
RIA
Registered Investment Advisory firm - (1/22/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maine(8/26/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 8/25/2000
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
RR
Series 25
Date: 12/14/1999
NYSE Trading Assistant ExaminationGeneral Industry/Product Exam
Current Firm
AW
APOLLON WEALTH MANAGEMENT, LLC
ADI DASSLER INTERNATIONAL FAMILY OFFICE | WESTSIDE WEALTH MANAGEMENT OF APOLLON | WEALTH EMPOWERMENT FINANCIAL GROUP | TREE CITY ADVISORS OF APOLLON | TELOS WEALTH ADVISORS | SUNSHINE WEALTH ADVISORS, LLC | PROPER WEALTH MANAGEMENT | PRISM ADVISORY GROUP | PODESTA CAPITAL APOLLON | PIERSHALE FINANCIAL GROUP OF APOLLON | PELLEY GROUP OF APOLLON | LIVETRAC | JE WILSON OF APOLLON | JASON YOUNG AND ASSOCIATES | CJL | CJ LAWRENCE, A DIVISION OF APOLLON WEALTH MANAGEMENT | CIC WEALTH | CATALYST APOLLON | CASCADE APOLLON | BLUECHIP WEALTH MANAGEMENT | APOLLON WEALTH MANAGEMENT, LLC | APOLLON NEW ENGLAND | APOLLON BRIDGEMARK
CRD#: 291902 / SEC#: 801-112350
RIA
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Contact information
Main Address
111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464
Mailing Address
Phone number
(843) 579-0018
Established
Firm type
Fiscal year end
# of Employees
179
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 20,798 |
| AUM (Assets Under Management) | $ 7,720,756,861 |
Red Flags
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Company Information
APOLLON WEALTH MANAGEMENT, LLC
CRD#: 291902Portland, ME 04101TRUST BUT VERIFY
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Contact information
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