Scott A. Smith
Professional summary
Scott Alexander Smith, who also goes by Scott Smith, is a registered financial advisor currently at CONSCIOUS INVESTMENT SERVICES, LLC located in Kaneohe, Hawaii.
Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Scott has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Scott Alexander Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 11, 2018 - Present
CONSCIOUS INVESTMENT SERVICES, LLC
September 1, 2011 - September 17, 2018
LPL FINANCIAL LLC
September 1, 2011 - September 17, 2018
LPL FINANCIAL LLC
May 2, 2009 - September 8, 2011
CHASE INVESTMENT SERVICES CORP.
May 2, 2009 - September 8, 2011
CHASE INVESTMENT SERVICES CORP.
November 21, 2007 - May 2, 2009
WAMU INVESTMENTS, INC.
November 21, 2007 - May 2, 2009
WAMU INVESTMENTS, INC.
February 28, 2007 - October 18, 2007
PARTNERVEST SECURITIES, INC.
September 26, 2006 - October 18, 2007
PARTNERVEST ADVISORY SERVICES LLC
August 31, 2001 - October 5, 2004
WAMU INVESTMENTS, INC.
January 2, 2001 - June 8, 2001
CANTELLA & CO., INC.
October 13, 1998 - December 11, 1998
THE INVESTMENT CENTER, INC.
July 12, 1994 - June 30, 1998
BA INVESTMENT SERVICES, INC.
January 26, 1994 - July 5, 1994
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/11/2018)
Exams
Current Firm
CONSCIOUS INVESTMENT SERVICES, LLC
CRD#: 297231 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 45 |
| AUM (Assets Under Management) | $ 5,259,297 |
Red Flags
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